0001665981-19-000006.txt : 20190305
0001665981-19-000006.hdr.sgml : 20190305
20190305181918
ACCESSION NUMBER: 0001665981-19-000006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190301
FILED AS OF DATE: 20190305
DATE AS OF CHANGE: 20190305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BROWN BRIAN E.
CENTRAL INDEX KEY: 0001665981
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35140
FILM NUMBER: 19660260
MAIL ADDRESS:
STREET 1: C/O ELLIE MAE, INC.
STREET 2: 4420 ROSEWOOD DRIVE, 5TH FL
CITY: PLEASANTON
STATE: CA
ZIP: 94588
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ELLIE MAE INC
CENTRAL INDEX KEY: 0001122388
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4420 ROSEWOOD DRIVE, SUITE 500
CITY: PLEASANTON
STATE: CA
ZIP: 94588
BUSINESS PHONE: 925-227-2082
MAIL ADDRESS:
STREET 1: 4420 ROSEWOOD DRIVE, SUITE 500
CITY: PLEASANTON
STATE: CA
ZIP: 94588
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2019-03-01
0
0001122388
ELLIE MAE INC
ELLI
0001665981
BROWN BRIAN E.
C/O ELLIE MAE, INC.
4420 ROSEWOOD DRIVE, SUITE 500
PLEASANTON
CA
94588
0
1
0
0
EVP and General Counsel
Common Stock
2019-03-01
4
A
0
7598
0.0
A
26660
D
Common Stock
2019-03-01
4
S
0
235
99.52
D
26425
D
Common Stock
2019-03-01
4
F
0
246
99.52
D
26179
D
Common Stock
2019-03-04
4
S
0
465
99.5
D
25714
D
Constitutes shares to be issued following the Compensation Committee of the Board of Directors certification on March 1, 2019 of the achievement of performance goals under 2018 performance share awards. Shares of common stock will be issued on or about April 1, 2019 with 25% of the shares vesting on each of the date of issuance, March 1, 2020, March 1, 2021 and March 1, 2022, subject to continuous service through such dates.
The sales reported on this Form 4 were effected pursuant to the reporting person's Rule 10b5-1 trading plan.
Represents shares acquired by the Reporting Person on February 28, 2019 under the Issuer's employee stock purchase plan in a transaction exempt from the reporting requirements under Section 16(a).
Represents shares of common stock withheld by the Issuer in payment of the withholding tax liability incurred upon the vesting of restricted stock. The amount of shares withheld is based on the closing price of ELLI on March 1, 2019.
/s/ Brian Brown
2019-03-05