0001637360-17-000014.txt : 20170329 0001637360-17-000014.hdr.sgml : 20170329 20170329175024 ACCESSION NUMBER: 0001637360-17-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170328 FILED AS OF DATE: 20170329 DATE AS OF CHANGE: 20170329 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELLIE MAE INC CENTRAL INDEX KEY: 0001122388 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4420 ROSEWOOD DRIVE, SUITE 500 CITY: PLEASANTON STATE: CA ZIP: 94588 BUSINESS PHONE: 925-227-2082 MAIL ADDRESS: STREET 1: 4420 ROSEWOOD DRIVE, SUITE 500 CITY: PLEASANTON STATE: CA ZIP: 94588 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHREINER GATES CATHLEEN CENTRAL INDEX KEY: 0001637360 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35140 FILM NUMBER: 17723216 MAIL ADDRESS: STREET 1: C/O ELLIE MAE, INC. STREET 2: 4420 ROSEWOOD DRIVE, SUITE 500 CITY: PLEASANTON STATE: CA ZIP: 94588 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2017-03-28 0 0001122388 ELLIE MAE INC ELLI 0001637360 SCHREINER GATES CATHLEEN C/O ELLIE MAE, INC. 4420 ROSEWOOD DRIVE, SUITE 500 PLEASANTON CA 94588 0 1 0 0 EVP, Sales & Marketing Common Stock 2017-03-28 4 S 0 3452 98.2148 D 50494 D The sales reported on this Form 4 were effected pursuant to the reporting person's Rule 10b5-1 trading plan. Reflects shares of common stock issued and sold in connection with the Compensation Committee of the Board of Directors certification on February 22, 2017 of the achievement of performance goals under the 2016 performance share awards. 25% of the total shares awarded were issued as fully vested shares on or about March 24, 2017. An additional 25% of the total shares awarded will vest on each of February 22, 2018, February 22, 2019 and February 22, 2020, subject to continuous service through such dates. The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $97.8600 to $98.6200, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. /s/ Cathleen Schreiner Gates 2017-03-28