0001513935-17-000006.txt : 20170217 0001513935-17-000006.hdr.sgml : 20170217 20170217171020 ACCESSION NUMBER: 0001513935-17-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170216 FILED AS OF DATE: 20170217 DATE AS OF CHANGE: 20170217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELLIE MAE INC CENTRAL INDEX KEY: 0001122388 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4420 ROSEWOOD DRIVE, SUITE 500 CITY: PLEASANTON STATE: CA ZIP: 94588 BUSINESS PHONE: 925-227-2082 MAIL ADDRESS: STREET 1: 4420 ROSEWOOD DRIVE, SUITE 500 CITY: PLEASANTON STATE: CA ZIP: 94588 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Luce Edgar CENTRAL INDEX KEY: 0001513935 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35140 FILM NUMBER: 17622285 MAIL ADDRESS: STREET 1: ELLIE MAE, INC. STREET 2: 4420 ROSEWOOD DRIVE, SUITE 500 CITY: PLEASANTON STATE: CA ZIP: 94588 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2017-02-16 0 0001122388 ELLIE MAE INC ELLI 0001513935 Luce Edgar C/O ELLIE MAE, INC. 4420 ROSEWOOD DRIVE, SUITE 500 PLEASANTON CA 94588 0 1 0 0 Chief Financial Officer Common Stock 2017-02-16 4 S 0 2300 93.1006 D 42389 D Common Stock 2017-02-16 4 S 0 3387 93.8286 D 39002 D The sales reported on this Form 4 were effected pursuant to the reporting person's Rule 10b5-1 trading plan. The reported shares represent 25% of the 2/5/14, 2/11/15 and 2/10/16 RSU grants which vested on 2/15/17; the remaining RSUs will vest in equal annual installments thereafter, until such time as the RSUs are 100% vested. The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $92.6250 to $93.5100, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $93.6500 to $94.0300, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. /s/ Edgar A. Luce 2017-02-17