0001513935-17-000004.txt : 20170203
0001513935-17-000004.hdr.sgml : 20170203
20170203182455
ACCESSION NUMBER: 0001513935-17-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170201
FILED AS OF DATE: 20170203
DATE AS OF CHANGE: 20170203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ELLIE MAE INC
CENTRAL INDEX KEY: 0001122388
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4420 ROSEWOOD DRIVE, SUITE 500
CITY: PLEASANTON
STATE: CA
ZIP: 94588
BUSINESS PHONE: 925-227-2082
MAIL ADDRESS:
STREET 1: 4420 ROSEWOOD DRIVE, SUITE 500
CITY: PLEASANTON
STATE: CA
ZIP: 94588
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Luce Edgar
CENTRAL INDEX KEY: 0001513935
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35140
FILM NUMBER: 17573517
MAIL ADDRESS:
STREET 1: ELLIE MAE, INC.
STREET 2: 4420 ROSEWOOD DRIVE, SUITE 500
CITY: PLEASANTON
STATE: CA
ZIP: 94588
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2017-02-01
0
0001122388
ELLIE MAE INC
ELLI
0001513935
Luce Edgar
C/O ELLIE MAE, INC.
4420 ROSEWOOD DRIVE, SUITE 500
PLEASANTON
CA
94588
0
1
0
0
Chief Financial Officer
Common Stock
2017-02-01
4
M
0
700
46.24
A
45389
D
Common Stock
2017-02-01
4
S
0
700
83.4239
D
44689
D
Common Stock
2017-02-01
4
M
0
750
24.93
A
45439
D
Common Stock
2017-02-01
4
S
0
750
83.4239
D
44689
D
Common Stock
2017-02-01
4
M
0
200
19.6
A
44889
D
Common Stock
2017-02-01
4
S
0
200
83.4239
D
44689
D
Non-Qualified Stock Option (right to buy)
19.6
2017-02-01
4
M
0
200
D
2023-02-04
Common Stock
200
2100
D
Non-Qualified Stock Option (right to buy)
24.93
2017-02-01
4
M
0
750
D
2024-02-05
Common Stock
750
8500
D
Non-Qualified Stock Option (right to buy)
46.24
2017-02-01
4
M
0
700
D
2025-02-11
Common Stock
700
10462
D
The exercise of these stock options was completed pursuant to the reporting person's Rule 10b5-1 trading plan.
The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $83.0000 to $83.7100, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
Option vests with respect to 25% of the shares subject thereto on February 4, 2014, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on February 4, 2017.
The reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2.
Option vests with respect to 25% of the shares subject thereto on February 5, 2015, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on February 5, 2018.
Option vests with respect to 25% of the shares subject thereto on February 11, 2016, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on February 11, 2019.
/s/ Edgar A Luce
2017-02-02