0001513935-17-000004.txt : 20170203 0001513935-17-000004.hdr.sgml : 20170203 20170203182455 ACCESSION NUMBER: 0001513935-17-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170201 FILED AS OF DATE: 20170203 DATE AS OF CHANGE: 20170203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELLIE MAE INC CENTRAL INDEX KEY: 0001122388 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4420 ROSEWOOD DRIVE, SUITE 500 CITY: PLEASANTON STATE: CA ZIP: 94588 BUSINESS PHONE: 925-227-2082 MAIL ADDRESS: STREET 1: 4420 ROSEWOOD DRIVE, SUITE 500 CITY: PLEASANTON STATE: CA ZIP: 94588 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Luce Edgar CENTRAL INDEX KEY: 0001513935 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35140 FILM NUMBER: 17573517 MAIL ADDRESS: STREET 1: ELLIE MAE, INC. STREET 2: 4420 ROSEWOOD DRIVE, SUITE 500 CITY: PLEASANTON STATE: CA ZIP: 94588 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2017-02-01 0 0001122388 ELLIE MAE INC ELLI 0001513935 Luce Edgar C/O ELLIE MAE, INC. 4420 ROSEWOOD DRIVE, SUITE 500 PLEASANTON CA 94588 0 1 0 0 Chief Financial Officer Common Stock 2017-02-01 4 M 0 700 46.24 A 45389 D Common Stock 2017-02-01 4 S 0 700 83.4239 D 44689 D Common Stock 2017-02-01 4 M 0 750 24.93 A 45439 D Common Stock 2017-02-01 4 S 0 750 83.4239 D 44689 D Common Stock 2017-02-01 4 M 0 200 19.6 A 44889 D Common Stock 2017-02-01 4 S 0 200 83.4239 D 44689 D Non-Qualified Stock Option (right to buy) 19.6 2017-02-01 4 M 0 200 D 2023-02-04 Common Stock 200 2100 D Non-Qualified Stock Option (right to buy) 24.93 2017-02-01 4 M 0 750 D 2024-02-05 Common Stock 750 8500 D Non-Qualified Stock Option (right to buy) 46.24 2017-02-01 4 M 0 700 D 2025-02-11 Common Stock 700 10462 D The exercise of these stock options was completed pursuant to the reporting person's Rule 10b5-1 trading plan. The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $83.0000 to $83.7100, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4. Option vests with respect to 25% of the shares subject thereto on February 4, 2014, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on February 4, 2017. The reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2. Option vests with respect to 25% of the shares subject thereto on February 5, 2015, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on February 5, 2018. Option vests with respect to 25% of the shares subject thereto on February 11, 2016, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on February 11, 2019. /s/ Edgar A Luce 2017-02-02