0001513935-16-000075.txt : 20161102 0001513935-16-000075.hdr.sgml : 20161102 20161102182754 ACCESSION NUMBER: 0001513935-16-000075 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161101 FILED AS OF DATE: 20161102 DATE AS OF CHANGE: 20161102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELLIE MAE INC CENTRAL INDEX KEY: 0001122388 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4420 ROSEWOOD DRIVE, SUITE 500 CITY: PLEASANTON STATE: CA ZIP: 94588 BUSINESS PHONE: 925-227-2082 MAIL ADDRESS: STREET 1: 4420 ROSEWOOD DRIVE, SUITE 500 CITY: PLEASANTON STATE: CA ZIP: 94588 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Luce Edgar CENTRAL INDEX KEY: 0001513935 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35140 FILM NUMBER: 161969344 MAIL ADDRESS: STREET 1: ELLIE MAE, INC. STREET 2: 4420 ROSEWOOD DRIVE, SUITE 500 CITY: PLEASANTON STATE: CA ZIP: 94588 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-11-01 0 0001122388 ELLIE MAE INC ELLI 0001513935 Luce Edgar C/O ELLIE MAE, INC. 4420 ROSEWOOD DRIVE, SUITE 500 PLEASANTON CA 94588 0 1 0 0 Chief Financial Officer Common Stock 2016-11-01 4 M 0 4065.0 24.93 A 48754 D Common Stock 2016-11-01 4 S 0 4065.0 105.8133 D 44689 D Common Stock 2016-11-01 4 M 0 935.0 24.93 A 45624 D Common Stock 2016-11-01 4 S 0 935.0 106.7025 D 44689 D Non-Qualified Stock Option (right to buy) 24.93 2016-11-01 4 M 0 4065.0 D 2024-02-05 Common Stock 4065 15935 D Non-Qualified Stock Option (right to buy) 24.93 2016-11-01 4 M 0 935.0 D 2024-02-05 Common Stock 935 15000 D The exercise of these stock options was completed pursuant to the reporting person's Rule 10b5-1 trading plan. The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $105.5000 to $106.4800, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $106.5700 to $106.9100, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Option vests with respect to 25% of the shares subject thereto on February 5, 2015, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on February 5, 2018. The reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2. /s/ Edgar Luce 2016-11-02