0001513905-17-000034.txt : 20171211
0001513905-17-000034.hdr.sgml : 20171211
20171211205612
ACCESSION NUMBER: 0001513905-17-000034
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171207
FILED AS OF DATE: 20171211
DATE AS OF CHANGE: 20171211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Corr Jonathan
CENTRAL INDEX KEY: 0001513905
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35140
FILM NUMBER: 171250729
MAIL ADDRESS:
STREET 1: ELLIE MAE, INC.
STREET 2: 4420 ROSEWOOD DRIVE, SUITE 500
CITY: PLEASANTON
STATE: CA
ZIP: 94588
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ELLIE MAE INC
CENTRAL INDEX KEY: 0001122388
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4420 ROSEWOOD DRIVE, SUITE 500
CITY: PLEASANTON
STATE: CA
ZIP: 94588
BUSINESS PHONE: 925-227-2082
MAIL ADDRESS:
STREET 1: 4420 ROSEWOOD DRIVE, SUITE 500
CITY: PLEASANTON
STATE: CA
ZIP: 94588
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2017-12-07
0
0001122388
ELLIE MAE INC
ELLI
0001513905
Corr Jonathan
C/O ELLIE MAE, INC.
4420 ROSEWOOD DRIVE, SUITE 500
PLEASANTON
CA
94588
1
1
0
0
President & CEO
Common Stock
2017-12-07
4
M
0
300
24.93
A
114633
D
Common Stock
2017-12-07
4
S
0
300
89.45
D
114333
D
Common Stock
2017-12-07
4
M
0
241
24.93
A
114574
D
Common Stock
2017-12-07
4
S
0
241
88.5502
D
114333
D
Common Stock
2017-12-07
4
M
0
1082
46.24
A
115415
D
Common Stock
2017-12-07
4
S
0
1082
88.5502
D
114333
D
Common Stock
2017-12-11
4
M
0
589
46.24
A
114922
D
Common Stock
2017-12-11
4
S
0
589
89.6111
D
114333
D
Common Stock
79347
I
by Trust
Non-Qualified Stock Option (right to buy)
24.93
2017-12-07
4
M
0
300
D
2024-02-05
Common Stock
300
1699
D
Non-Qualified Stock Option (right to buy)
24.93
2017-12-07
4
M
0
241
D
2024-02-05
Common Stock
241
1458
D
Non-Qualified Stock Option (right to buy)
46.24
2017-12-07
4
M
0
1082
D
2025-02-11
Common Stock
1082
8838
D
Non-Qualified Stock Option (right to buy)
46.24
2017-12-11
4
M
0
589
D
2025-02-11
Common Stock
589
8249
D
The exercise and sale of these stock options was completed pursuant to the Rule 10b5-1 trading plan adopted by Jonathan H. Corr.
The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $88.4400 to $88.7200, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Option vests with respect to 25% of the shares subject thereto on February 5, 2015, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on February 5, 2018.
The reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2.
Option vests with respect to 25% of the shares subject thereto on February 11, 2016, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on February 11, 2019.
By: /s/ LeeAnn Linck, Attorney-In-Fact For: Jonathan H. Corr
2017-12-11