0001513905-17-000032.txt : 20171108
0001513905-17-000032.hdr.sgml : 20171108
20171108205117
ACCESSION NUMBER: 0001513905-17-000032
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171107
FILED AS OF DATE: 20171108
DATE AS OF CHANGE: 20171108
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Corr Jonathan
CENTRAL INDEX KEY: 0001513905
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35140
FILM NUMBER: 171188032
MAIL ADDRESS:
STREET 1: ELLIE MAE, INC.
STREET 2: 4420 ROSEWOOD DRIVE, SUITE 500
CITY: PLEASANTON
STATE: CA
ZIP: 94588
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ELLIE MAE INC
CENTRAL INDEX KEY: 0001122388
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4420 ROSEWOOD DRIVE, SUITE 500
CITY: PLEASANTON
STATE: CA
ZIP: 94588
BUSINESS PHONE: 925-227-2082
MAIL ADDRESS:
STREET 1: 4420 ROSEWOOD DRIVE, SUITE 500
CITY: PLEASANTON
STATE: CA
ZIP: 94588
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2017-11-07
0
0001122388
ELLIE MAE INC
ELLI
0001513905
Corr Jonathan
C/O ELLIE MAE, INC.
4420 ROSEWOOD DRIVE, SUITE 500
PLEASANTON
CA
94588
1
1
0
0
President & CEO
Common Stock
2017-11-07
4
M
0
1669
46.24
A
116002
D
Common Stock
2017-11-07
4
S
0
1669
87.5197
D
114333
D
Common Stock
2017-11-07
4
M
0
542
24.93
A
114875
D
Common Stock
2017-11-07
4
S
0
542
87.5197
D
114333
D
Common Stock
79347
I
by Trust
Non-Qualified Stock Option (right to buy)
24.93
2017-11-07
4
M
0
542
D
2024-02-05
Common Stock
542
1999
D
Non-Qualified Stock Option (right to buy)
46.24
2017-11-07
4
M
0
1669
D
2025-02-11
Common Stock
1669
9920
D
The exercise and sale of these stock options was completed pursuant to the Rule 10b5-1 trading plan adopted by Jonathan H. Corr.
The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $87.3600 to $88.0000, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
Option vests with respect to 25% of the shares subject thereto on February 5, 2015, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on February 5, 2018.
The reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2.
Option vests with respect to 25% of the shares subject thereto on February 11, 2016, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on February 11, 2019.
/s/ Jonathan H. Corr
2017-11-07