0001513905-17-000030.txt : 20171011
0001513905-17-000030.hdr.sgml : 20171011
20171011171524
ACCESSION NUMBER: 0001513905-17-000030
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171009
FILED AS OF DATE: 20171011
DATE AS OF CHANGE: 20171011
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Corr Jonathan
CENTRAL INDEX KEY: 0001513905
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35140
FILM NUMBER: 171133138
MAIL ADDRESS:
STREET 1: ELLIE MAE, INC.
STREET 2: 4420 ROSEWOOD DRIVE, SUITE 500
CITY: PLEASANTON
STATE: CA
ZIP: 94588
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ELLIE MAE INC
CENTRAL INDEX KEY: 0001122388
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4420 ROSEWOOD DRIVE, SUITE 500
CITY: PLEASANTON
STATE: CA
ZIP: 94588
BUSINESS PHONE: 925-227-2082
MAIL ADDRESS:
STREET 1: 4420 ROSEWOOD DRIVE, SUITE 500
CITY: PLEASANTON
STATE: CA
ZIP: 94588
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2017-10-09
0
0001122388
ELLIE MAE INC
ELLI
0001513905
Corr Jonathan
C/O ELLIE MAE, INC.
4420 ROSEWOOD DRIVE, SUITE 500
PLEASANTON
CA
94588
1
1
0
0
President & CEO
Common Stock
2017-10-09
4
M
0
1669
46.24
A
116002
D
Common Stock
2017-10-09
4
S
0
1669
83.76
D
114333
D
Common Stock
2017-10-09
4
M
0
542
24.93
A
114875
D
Common Stock
2017-10-09
4
S
0
542
83.76
D
114333
D
Common Stock
79347
I
by Trust
Non-Qualified Stock Option (right to buy)
24.93
2017-10-09
4
M
0
542
D
2024-02-05
Common Stock
542
2541
D
Non-Qualified Stock Option (right to buy)
46.24
2017-10-09
4
M
0
1669
D
2025-02-11
Common Stock
1669
11589
D
The exercise and sale of these stock options was completed pursuant to the Rule 10b5-1 trading plan adopted by Jonathan H. Corr.
Option vests with respect to 25% of the shares subject thereto on February 5, 2015, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on February 5, 2018.
The reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2.
Option vests with respect to 25% of the shares subject thereto on February 11, 2016, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on February 11, 2019.
/s/ Jonathan H Corr
2017-10-10