0001513905-17-000030.txt : 20171011 0001513905-17-000030.hdr.sgml : 20171011 20171011171524 ACCESSION NUMBER: 0001513905-17-000030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171009 FILED AS OF DATE: 20171011 DATE AS OF CHANGE: 20171011 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Corr Jonathan CENTRAL INDEX KEY: 0001513905 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35140 FILM NUMBER: 171133138 MAIL ADDRESS: STREET 1: ELLIE MAE, INC. STREET 2: 4420 ROSEWOOD DRIVE, SUITE 500 CITY: PLEASANTON STATE: CA ZIP: 94588 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELLIE MAE INC CENTRAL INDEX KEY: 0001122388 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4420 ROSEWOOD DRIVE, SUITE 500 CITY: PLEASANTON STATE: CA ZIP: 94588 BUSINESS PHONE: 925-227-2082 MAIL ADDRESS: STREET 1: 4420 ROSEWOOD DRIVE, SUITE 500 CITY: PLEASANTON STATE: CA ZIP: 94588 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2017-10-09 0 0001122388 ELLIE MAE INC ELLI 0001513905 Corr Jonathan C/O ELLIE MAE, INC. 4420 ROSEWOOD DRIVE, SUITE 500 PLEASANTON CA 94588 1 1 0 0 President & CEO Common Stock 2017-10-09 4 M 0 1669 46.24 A 116002 D Common Stock 2017-10-09 4 S 0 1669 83.76 D 114333 D Common Stock 2017-10-09 4 M 0 542 24.93 A 114875 D Common Stock 2017-10-09 4 S 0 542 83.76 D 114333 D Common Stock 79347 I by Trust Non-Qualified Stock Option (right to buy) 24.93 2017-10-09 4 M 0 542 D 2024-02-05 Common Stock 542 2541 D Non-Qualified Stock Option (right to buy) 46.24 2017-10-09 4 M 0 1669 D 2025-02-11 Common Stock 1669 11589 D The exercise and sale of these stock options was completed pursuant to the Rule 10b5-1 trading plan adopted by Jonathan H. Corr. Option vests with respect to 25% of the shares subject thereto on February 5, 2015, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on February 5, 2018. The reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2. Option vests with respect to 25% of the shares subject thereto on February 11, 2016, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on February 11, 2019. /s/ Jonathan H Corr 2017-10-10