0001513905-16-000064.txt : 20160907
0001513905-16-000064.hdr.sgml : 20160907
20160907164122
ACCESSION NUMBER: 0001513905-16-000064
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160906
FILED AS OF DATE: 20160907
DATE AS OF CHANGE: 20160907
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ELLIE MAE INC
CENTRAL INDEX KEY: 0001122388
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4420 ROSEWOOD DRIVE, SUITE 500
CITY: PLEASANTON
STATE: CA
ZIP: 94588
BUSINESS PHONE: 925-227-2082
MAIL ADDRESS:
STREET 1: 4420 ROSEWOOD DRIVE, SUITE 500
CITY: PLEASANTON
STATE: CA
ZIP: 94588
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Corr Jonathan
CENTRAL INDEX KEY: 0001513905
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35140
FILM NUMBER: 161873832
MAIL ADDRESS:
STREET 1: ELLIE MAE, INC.
STREET 2: 4420 ROSEWOOD DRIVE, SUITE 500
CITY: PLEASANTON
STATE: CA
ZIP: 94588
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2016-09-06
0
0001122388
ELLIE MAE INC
ELLI
0001513905
Corr Jonathan
C/O ELLIE MAE, INC.
4420 ROSEWOOD DRIVE, SUITE 500
PLEASANTON
CA
94588
1
1
0
0
President & CEO
Common Stock
2016-09-06
4
M
0
1958.0
24.93
A
85822
D
Common Stock
2016-09-06
4
S
0
1958.0
98.512
D
83864
D
Common Stock
2016-09-06
4
M
0
342.0
19.6
A
84206
D
Common Stock
2016-09-06
4
S
0
342.0
98.512
D
83864
D
Common Stock
2016-09-06
4
M
0
178.0
19.6
A
84042
D
Common Stock
2016-09-06
4
S
0
178.0
99.46
D
83864
D
Common Stock
2016-09-06
4
M
0
1022.0
24.93
A
84886
D
Common Stock
2016-09-06
4
S
0
1022.0
99.46
D
83864
D
Common Stock
89347
I
by Trust
Non-Qualified Stock Option (right to buy)
19.6
2016-09-06
4
M
0
342.0
D
2023-02-04
Common Stock
342
2783
D
Non-Qualified Stock Option (right to buy)
19.6
2016-09-06
4
M
0
178.0
D
2023-02-04
Common Stock
178
2605
D
Non-Qualified Stock Option (right to buy)
24.93
2016-09-06
4
M
0
1958.0
D
2024-02-05
Common Stock
1958
17917
D
Non-Qualified Stock Option (right to buy)
24.93
2016-09-06
4
M
0
1022.0
D
2024-02-05
Common Stock
1022
16895
D
The exercise of these stock options was completed pursuant to the reporting person's Rule 10b5-1 trading plan.
The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $98.2750 to $98.9900, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
Option vests with respect to 25% of the shares subject thereto on February 4, 2014, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on February 4, 2017.
The reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2.
Option vests with respect to 25% of the shares subject thereto on February 5, 2015, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on February 5, 2018.
/s/ Jonathan H Corr
2016-09-06