0001683168-22-003823.txt : 20220519
0001683168-22-003823.hdr.sgml : 20220519
20220519170013
ACCESSION NUMBER: 0001683168-22-003823
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220421
FILED AS OF DATE: 20220519
DATE AS OF CHANGE: 20220519
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DIRKS MICHAEL W
CENTRAL INDEX KEY: 0001122170
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41358
FILM NUMBER: 22943913
MAIL ADDRESS:
STREET 1: 811 EAST 30TH AVE
CITY: HUTCHINSON
STATE: KS
ZIP: 67502
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SC Capital 1 LLC
CENTRAL INDEX KEY: 0001770361
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41358
FILM NUMBER: 22943914
BUSINESS ADDRESS:
STREET 1: 1 COMPOUND DRIVE
CITY: HUTCHINSON
STATE: KS
ZIP: 67502
BUSINESS PHONE: 316-204-5647
MAIL ADDRESS:
STREET 1: 1 COMPOUND DRIVE
CITY: HUTCHINSON
STATE: KS
ZIP: 67502
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Aclarion, Inc.
CENTRAL INDEX KEY: 0001635077
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 951 MARINERS ISLAND BLVD
STREET 2: STE 300
CITY: SAN MATEO
STATE: CA
ZIP: 94404
BUSINESS PHONE: 650 241 1740
MAIL ADDRESS:
STREET 1: 951 MARINERS ISLAND BLVD
STREET 2: STE 300
CITY: SAN MATEO
STATE: CA
ZIP: 94404
FORMER COMPANY:
FORMER CONFORMED NAME: Nocimed, Inc.
DATE OF NAME CHANGE: 20150226
3/A
1
ownership.xml
X0206
3/A
2022-04-21
2022-04-22
0
0001635077
Aclarion, Inc.
ACON
0001770361
SC Capital 1 LLC
ONE COMPOUND DRIVE
HUTCHINSON
KS
67502
0
0
1
0
0001122170
DIRKS MICHAEL W
ONE COMPOUND DRIVE
HUTCHINSON
KS
67502
0
0
1
0
Common Stock
1091894
D
Stock Option (right to buy)
1.34
2029-02-19
Common Stock
9371
D
This Form 3 amendment is being filed to correct the original Form 3 filed on April 22, 2022. After consulting with the Issuer regarding the calculations with respect to the exercise of warrants and the Issuer's reverse stock split in connection with its initial public offering, it was discovered that the reporting person inadvertently included 9,386 shares of Issuer's common stock in its reported holdings.
Michael W. Dirks serves as the manager for SC Capital 1 LLC and may be deemed to have voting and investment power over the shares held by SC Capital 1 LLC. Mr. Dirks disclaims beneficial ownership of such shares except to the extent of his pecuniary interests therein, and this report shall not be deemed an admission that Mr. Dirks is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
The shares under this option are fully vested.
/s/ Michael W. Dirks
2022-05-19
/s/ Michael W. Dirks
2022-05-19