0001683168-22-003823.txt : 20220519 0001683168-22-003823.hdr.sgml : 20220519 20220519170013 ACCESSION NUMBER: 0001683168-22-003823 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220421 FILED AS OF DATE: 20220519 DATE AS OF CHANGE: 20220519 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DIRKS MICHAEL W CENTRAL INDEX KEY: 0001122170 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-41358 FILM NUMBER: 22943913 MAIL ADDRESS: STREET 1: 811 EAST 30TH AVE CITY: HUTCHINSON STATE: KS ZIP: 67502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SC Capital 1 LLC CENTRAL INDEX KEY: 0001770361 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-41358 FILM NUMBER: 22943914 BUSINESS ADDRESS: STREET 1: 1 COMPOUND DRIVE CITY: HUTCHINSON STATE: KS ZIP: 67502 BUSINESS PHONE: 316-204-5647 MAIL ADDRESS: STREET 1: 1 COMPOUND DRIVE CITY: HUTCHINSON STATE: KS ZIP: 67502 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Aclarion, Inc. CENTRAL INDEX KEY: 0001635077 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 951 MARINERS ISLAND BLVD STREET 2: STE 300 CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 650 241 1740 MAIL ADDRESS: STREET 1: 951 MARINERS ISLAND BLVD STREET 2: STE 300 CITY: SAN MATEO STATE: CA ZIP: 94404 FORMER COMPANY: FORMER CONFORMED NAME: Nocimed, Inc. DATE OF NAME CHANGE: 20150226 3/A 1 ownership.xml X0206 3/A 2022-04-21 2022-04-22 0 0001635077 Aclarion, Inc. ACON 0001770361 SC Capital 1 LLC ONE COMPOUND DRIVE HUTCHINSON KS 67502 0 0 1 0 0001122170 DIRKS MICHAEL W ONE COMPOUND DRIVE HUTCHINSON KS 67502 0 0 1 0 Common Stock 1091894 D Stock Option (right to buy) 1.34 2029-02-19 Common Stock 9371 D This Form 3 amendment is being filed to correct the original Form 3 filed on April 22, 2022. After consulting with the Issuer regarding the calculations with respect to the exercise of warrants and the Issuer's reverse stock split in connection with its initial public offering, it was discovered that the reporting person inadvertently included 9,386 shares of Issuer's common stock in its reported holdings. Michael W. Dirks serves as the manager for SC Capital 1 LLC and may be deemed to have voting and investment power over the shares held by SC Capital 1 LLC. Mr. Dirks disclaims beneficial ownership of such shares except to the extent of his pecuniary interests therein, and this report shall not be deemed an admission that Mr. Dirks is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. The shares under this option are fully vested. /s/ Michael W. Dirks 2022-05-19 /s/ Michael W. Dirks 2022-05-19