0000899243-19-003921.txt : 20190219 0000899243-19-003921.hdr.sgml : 20190219 20190219060709 ACCESSION NUMBER: 0000899243-19-003921 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190212 FILED AS OF DATE: 20190219 DATE AS OF CHANGE: 20190219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LATERAL INVESTMENT MANAGEMENT, LLC CENTRAL INDEX KEY: 0001665167 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38322 FILM NUMBER: 19613229 BUSINESS ADDRESS: STREET 1: 1825 SOUTH GRANT STREET STREET 2: SUITE 210 CITY: SAN MATEO STATE: CA ZIP: 94402 BUSINESS PHONE: 650-396-2210 MAIL ADDRESS: STREET 1: 1825 SOUTH GRANT STREET STREET 2: SUITE 210 CITY: SAN MATEO STATE: CA ZIP: 94402 FORMER NAME: FORMER CONFORMED NAME: Lateral Global Investors LLC DATE OF NAME CHANGE: 20160127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lateral U.S. Credit Opportunities Fund, L.P. CENTRAL INDEX KEY: 0001660532 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38322 FILM NUMBER: 19613230 BUSINESS ADDRESS: STREET 1: 1825 SOUTH GRANT STREET STREET 2: SUITE 210 CITY: SAN MATEO STATE: CA ZIP: 94402 BUSINESS PHONE: 650-396-2210 MAIL ADDRESS: STREET 1: 1825 SOUTH GRANT STREET STREET 2: SUITE 210 CITY: SAN MATEO STATE: CA ZIP: 94402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lateral Credit Opportunities, LLC CENTRAL INDEX KEY: 0001665168 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38322 FILM NUMBER: 19613231 BUSINESS ADDRESS: STREET 1: 1825 SOUTH GRANT STREET STREET 2: SUITE 210 CITY: SAN MATEO STATE: CA ZIP: 94402 BUSINESS PHONE: 650-396-2210 MAIL ADDRESS: STREET 1: 1825 SOUTH GRANT STREET STREET 2: SUITE 210 CITY: SAN MATEO STATE: CA ZIP: 94402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: de Silva Richard CENTRAL INDEX KEY: 0001662203 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38322 FILM NUMBER: 19613232 MAIL ADDRESS: STREET 1: 1825 SOUTH GRANT STREET STREET 2: SUITE 210 CITY: SAN MATEO STATE: CA ZIP: 94402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Feeney Patrick James CENTRAL INDEX KEY: 0001723000 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38322 FILM NUMBER: 19613233 MAIL ADDRESS: STREET 1: 1825 S. GRANT ST. SUITE 210 CITY: SAN MATEO STATE: CA ZIP: 94402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FTE Networks, Inc. CENTRAL INDEX KEY: 0001122063 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 810438093 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 999 VANDERBILT BEACH ROAD STREET 2: SUITE 601 CITY: NAPLES STATE: FL ZIP: 34109 BUSINESS PHONE: 8778788136 MAIL ADDRESS: STREET 1: 999 VANDERBILT BEACH ROAD STREET 2: SUITE 601 CITY: NAPLES STATE: FL ZIP: 34109 FORMER COMPANY: FORMER CONFORMED NAME: BEACON ENTERPRISE SOLUTIONS GROUP INC DATE OF NAME CHANGE: 20080520 FORMER COMPANY: FORMER CONFORMED NAME: SUNCREST GLOBAL ENERGY CORP DATE OF NAME CHANGE: 20030625 FORMER COMPANY: FORMER CONFORMED NAME: GALAXY SPECIALTIES INC DATE OF NAME CHANGE: 20000816 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-02-12 0 0001122063 FTE Networks, Inc. FTNW 0001665167 LATERAL INVESTMENT MANAGEMENT, LLC 400 SOUTH EL CAMINO REAL, SUITE 1100 SAN MATEO CA 94402 0 0 1 0 0001660532 Lateral U.S. Credit Opportunities Fund, L.P. 400 SOUTH EL CAMINO REAL, SUITE 1100 SAN MATEO CA 94402 0 0 1 0 0001665168 Lateral Credit Opportunities, LLC 400 SOUTH EL CAMINO REAL, SUITE 1100 SAN MATEO CA 94402 0 0 1 0 0001662203 de Silva Richard 400 SOUTH EL CAMINO REAL, SUITE 1100 SAN MATEO CA 94402 0 0 1 0 0001723000 Feeney Patrick James 400 SOUTH EL CAMINO REAL, SUITE 1100 SAN MATEO CA 94402 0 0 1 0 Common Stock 2019-02-12 2019-02-12 4 A 0 1429638 A 2426588 I Held by a fund managed by Lateral Investment Management, LLC Common Stock 2019-02-12 2019-02-12 4 A 0 268942 A 921227 I Held by a fund managed by Lateral Investment Management, LLC On February 12, 2019, the reporting persons named herein (the "Reporting Persons") acquired shares of the Issuer's Common Stock in connection with the extension of credit under that certain Credit Agreement previously described in the Issuer's Current Reports on Form 8-K filed on November 3, 2015 and February 15, 2019. Following the transactions described in Footnote 1, the shares reported herein are held by Lateral U.S. Credit Opportunities Fund, L.P. Lateral Investment Management, LLC has a management agreement with each of Lateral U.S. Credit Opportunities Fund, L.P. and Niagara Nominee, L.P.; Lateral Credit Opportunities, LLC is the sole general partner of Lateral U.S. Credit Opportunities Fund, L.P.; and Dhamitha Richard de Silva, Patrick Feeney is the sole manager of Lateral Credit Opportunities, LLC. As a result of the foregoing relationships, each of Lateral Investment Management, LLC; Lateral Credit Opportunities, LLC; Dhamitha Richard de Silva and Patrick Feeney may be deemed to beneficially own the shares of Common Stock held by Lateral U.S. Credit Opportunities Fund, L.P. and Niagara Nominee, L.P. Following the transactions described in Footnote 1, the shares reported herein are held by Niagara Nominee, L.P. The Reporting Persons filing this Form 4 jointly are the following: Lateral Investment Management, LLC; Lateral U.S. Credit Opportunities Fund, L.P.; Lateral Credit Opportunities, LLC; Niagara Nominee, LP, Dhamitha Richard de Silva and Patrick Feeney. The address of each of the Reporting Persons is 400 South El Camino Real, Suite 1100, San Mateo, CA 94402. Dhamitha Richard de Silva 2019-02-15