0001209191-15-055608.txt : 20150623 0001209191-15-055608.hdr.sgml : 20150623 20150623123345 ACCESSION NUMBER: 0001209191-15-055608 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150619 FILED AS OF DATE: 20150623 DATE AS OF CHANGE: 20150623 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: METABOLIX, INC. CENTRAL INDEX KEY: 0001121702 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PLASTIC PRODUCTS [3080] IRS NUMBER: 043158289 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21 ERIE ST. CITY: CAMBRIDGE STATE: MA ZIP: 02139 BUSINESS PHONE: 617-583-1700 MAIL ADDRESS: STREET 1: 21 ERIE ST. CITY: CAMBRIDGE STATE: MA ZIP: 02139 FORMER COMPANY: FORMER CONFORMED NAME: METABOLIX INC DATE OF NAME CHANGE: 20000810 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Birchview Partners, LLC CENTRAL INDEX KEY: 0001618112 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33133 FILM NUMBER: 15946560 BUSINESS ADDRESS: STREET 1: 388 PINE STREET, SUITE D STREET 2: C/O BIRCHVIEW CAPITAL CITY: BURLINGTON STATE: VT ZIP: 05401 BUSINESS PHONE: 802-923-3826 MAIL ADDRESS: STREET 1: 388 PINE STREET, SUITE D STREET 2: C/O BIRCHVIEW CAPITAL CITY: BURLINGTON STATE: VT ZIP: 05401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Birchview Fund LLC CENTRAL INDEX KEY: 0001603544 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33133 FILM NUMBER: 15946561 BUSINESS ADDRESS: STREET 1: 688 PINE STREET CITY: BURLINGTON STATE: VT ZIP: 05401 BUSINESS PHONE: 617 MAIL ADDRESS: STREET 1: 688 PINE STREET CITY: BURLINGTON STATE: VT ZIP: 05401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Birchview Capital, LP CENTRAL INDEX KEY: 0001618205 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33133 FILM NUMBER: 15946562 BUSINESS ADDRESS: STREET 1: 688 PINE STREET, SUITE D STREET 2: C/O BIRCHVIEW CAPITAL CITY: BURLINGTON STATE: VT ZIP: 05401 BUSINESS PHONE: 802-923-3826 MAIL ADDRESS: STREET 1: 688 PINE STREET, SUITE D STREET 2: C/O BIRCHVIEW CAPITAL CITY: BURLINGTON STATE: VT ZIP: 05401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Birchview Capital GP, LLC CENTRAL INDEX KEY: 0001618206 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33133 FILM NUMBER: 15946563 BUSINESS ADDRESS: STREET 1: 688 PINE STREET, SUITE D STREET 2: C/O BIRCHVIEW CAPITAL CITY: BURLINGTON STATE: VT ZIP: 05401 BUSINESS PHONE: 802-923-3826 MAIL ADDRESS: STREET 1: 688 PINE STREET, SUITE D STREET 2: C/O BIRCHVIEW CAPITAL CITY: BURLINGTON STATE: VT ZIP: 05401 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-06-19 0 0001121702 METABOLIX, INC. MBLX 0001618206 Birchview Capital GP, LLC 688 PINE STREET, SUITE D BURLINGTON VT 05401 1 0 0 0 0001618205 Birchview Capital, LP 688 PINE STREET, SUITE D BURLINGTON VT 05401 1 0 0 0 0001603544 Birchview Fund LLC 688 PINE STREET, SUITE D BURLINGTON VT 05401 1 0 0 0 0001618112 Birchview Partners, LLC 688 PINE STREET, SUITE D BURLINGTON VT 05401 1 0 0 0 Common Stock 2015-06-19 4 P 0 43700 3.32 A 710366 I See footnote Common Stock Warrants 3.98 2015-06-19 4 P 0 39330 0.125 A 2015-06-19 2019-06-19 Common Stock 39330 39330 I See footnote The reported securities are included within 43,700 units of Issuer securities (the "Units") purchased by Birchview Fund, LLC (the "Fund") for $3.4325 per Unit pursuant to a Securities Purchase Agreement, dated June 15, 2015 by and among the Issuer, the Fund and certain other qualified institutional and individual investors. Each Unit consists of one share of of the Issuer's Common Stock, par value $0.01 per share ("Common Stock") and and nine-tenths of a Common Stock warrant to purchase one share of Common Stock at an exercise price of $3.98 per share (subject to adjustment in the event of stock splits, stock dividends, reclassifications and the like) (the "Warrant"). The shares of Common Stock reported herein give effect to the 1-for-6 reverse stock split which became effective in accordance with the terms of the Certificate of Amendment to the Company's Amended and Restated Certificate of Incorporation filed with the Secretary of State of Delaware on May 26, 2015. Birchview Partners, LLC (the "Manager") is a member of Birchview Capital GP, LLC (the "GP"), which is the general partner of Birchview Capital, LP (the "Investment Manager"), the investment Manager of the Fund. The Manager disclaims Section 16 beneficial ownership of the shares of Common Stock, the Warrant and the shares of Common Stock underlying the Warrant, held by the Fund (collectively, the "Fund Securities") and this report shall not be deemed an admission that such reporting person is the beneficial owner of such Fund Securities, except to the extent of its pecuniary interest, if any, in the Fund Securities by virtue of its membership interest in the Fund. (Continued from Footnote 3) The GP and Investment Manager disclaim Section 16 beneficial ownership of the Fund Securities and this report shall not be deemed an admission that such reporting persons are the beneficial owners of such Fund Securities, except to the extent of their pecuniary interest, if any, in the Fund Securities by virtue of their management fee interest in the Fund. Matthew Strobeck, the sole member of the GP, serves as the representative of the GP, the Investment Manager and the Fund on the Issuer's board of directors. BIRCHVIEW FUND, LLC, /s/Sarah P. Cecil, attorney-in-fact 2015-06-23 BIRCHVIEW CAPITAL, LP, /s/Sarah P. Cecil, attorney-in-fact 2015-06-23 BIRCHVIEW CAPITAL GP, LLC, /s/Sarah P. Cecil, attorney-in-fact 2015-06-23 BIRCHVIEW PARTNERS, LLC, /s/Sarah P. Cecil, attorney-in-fact 2015-06-23