0001209191-15-055608.txt : 20150623
0001209191-15-055608.hdr.sgml : 20150623
20150623123345
ACCESSION NUMBER: 0001209191-15-055608
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150619
FILED AS OF DATE: 20150623
DATE AS OF CHANGE: 20150623
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: METABOLIX, INC.
CENTRAL INDEX KEY: 0001121702
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PLASTIC PRODUCTS [3080]
IRS NUMBER: 043158289
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 21 ERIE ST.
CITY: CAMBRIDGE
STATE: MA
ZIP: 02139
BUSINESS PHONE: 617-583-1700
MAIL ADDRESS:
STREET 1: 21 ERIE ST.
CITY: CAMBRIDGE
STATE: MA
ZIP: 02139
FORMER COMPANY:
FORMER CONFORMED NAME: METABOLIX INC
DATE OF NAME CHANGE: 20000810
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Birchview Partners, LLC
CENTRAL INDEX KEY: 0001618112
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33133
FILM NUMBER: 15946560
BUSINESS ADDRESS:
STREET 1: 388 PINE STREET, SUITE D
STREET 2: C/O BIRCHVIEW CAPITAL
CITY: BURLINGTON
STATE: VT
ZIP: 05401
BUSINESS PHONE: 802-923-3826
MAIL ADDRESS:
STREET 1: 388 PINE STREET, SUITE D
STREET 2: C/O BIRCHVIEW CAPITAL
CITY: BURLINGTON
STATE: VT
ZIP: 05401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Birchview Fund LLC
CENTRAL INDEX KEY: 0001603544
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33133
FILM NUMBER: 15946561
BUSINESS ADDRESS:
STREET 1: 688 PINE STREET
CITY: BURLINGTON
STATE: VT
ZIP: 05401
BUSINESS PHONE: 617
MAIL ADDRESS:
STREET 1: 688 PINE STREET
CITY: BURLINGTON
STATE: VT
ZIP: 05401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Birchview Capital, LP
CENTRAL INDEX KEY: 0001618205
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33133
FILM NUMBER: 15946562
BUSINESS ADDRESS:
STREET 1: 688 PINE STREET, SUITE D
STREET 2: C/O BIRCHVIEW CAPITAL
CITY: BURLINGTON
STATE: VT
ZIP: 05401
BUSINESS PHONE: 802-923-3826
MAIL ADDRESS:
STREET 1: 688 PINE STREET, SUITE D
STREET 2: C/O BIRCHVIEW CAPITAL
CITY: BURLINGTON
STATE: VT
ZIP: 05401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Birchview Capital GP, LLC
CENTRAL INDEX KEY: 0001618206
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33133
FILM NUMBER: 15946563
BUSINESS ADDRESS:
STREET 1: 688 PINE STREET, SUITE D
STREET 2: C/O BIRCHVIEW CAPITAL
CITY: BURLINGTON
STATE: VT
ZIP: 05401
BUSINESS PHONE: 802-923-3826
MAIL ADDRESS:
STREET 1: 688 PINE STREET, SUITE D
STREET 2: C/O BIRCHVIEW CAPITAL
CITY: BURLINGTON
STATE: VT
ZIP: 05401
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-06-19
0
0001121702
METABOLIX, INC.
MBLX
0001618206
Birchview Capital GP, LLC
688 PINE STREET, SUITE D
BURLINGTON
VT
05401
1
0
0
0
0001618205
Birchview Capital, LP
688 PINE STREET, SUITE D
BURLINGTON
VT
05401
1
0
0
0
0001603544
Birchview Fund LLC
688 PINE STREET, SUITE D
BURLINGTON
VT
05401
1
0
0
0
0001618112
Birchview Partners, LLC
688 PINE STREET, SUITE D
BURLINGTON
VT
05401
1
0
0
0
Common Stock
2015-06-19
4
P
0
43700
3.32
A
710366
I
See footnote
Common Stock Warrants
3.98
2015-06-19
4
P
0
39330
0.125
A
2015-06-19
2019-06-19
Common Stock
39330
39330
I
See footnote
The reported securities are included within 43,700 units of Issuer securities (the "Units") purchased by Birchview Fund, LLC (the "Fund") for $3.4325 per Unit pursuant to a Securities Purchase Agreement, dated June 15, 2015 by and among the Issuer, the Fund and certain other qualified institutional and individual investors. Each Unit consists of one share of of the Issuer's Common Stock, par value $0.01 per share ("Common Stock") and and nine-tenths of a Common Stock warrant to purchase one share of Common Stock at an exercise price of $3.98 per share (subject to adjustment in the event of stock splits, stock dividends, reclassifications and the like) (the "Warrant").
The shares of Common Stock reported herein give effect to the 1-for-6 reverse stock split which became effective in accordance with the terms of the Certificate of Amendment to the Company's Amended and Restated Certificate of Incorporation filed with the Secretary of State of Delaware on May 26, 2015.
Birchview Partners, LLC (the "Manager") is a member of Birchview Capital GP, LLC (the "GP"), which is the general partner of Birchview Capital, LP (the "Investment Manager"), the investment Manager of the Fund. The Manager disclaims Section 16 beneficial ownership of the shares of Common Stock, the Warrant and the shares of Common Stock underlying the Warrant, held by the Fund (collectively, the "Fund Securities") and this report shall not be deemed an admission that such reporting person is the beneficial owner of such Fund Securities, except to the extent of its pecuniary interest, if any, in the Fund Securities by virtue of its membership interest in the Fund.
(Continued from Footnote 3) The GP and Investment Manager disclaim Section 16 beneficial ownership of the Fund Securities and this report shall not be deemed an admission that such reporting persons are the beneficial owners of such Fund Securities, except to the extent of their pecuniary interest, if any, in the Fund Securities by virtue of their management fee interest in the Fund.
Matthew Strobeck, the sole member of the GP, serves as the representative of the GP, the Investment Manager and the Fund on the Issuer's board of directors.
BIRCHVIEW FUND, LLC, /s/Sarah P. Cecil, attorney-in-fact
2015-06-23
BIRCHVIEW CAPITAL, LP, /s/Sarah P. Cecil, attorney-in-fact
2015-06-23
BIRCHVIEW CAPITAL GP, LLC, /s/Sarah P. Cecil, attorney-in-fact
2015-06-23
BIRCHVIEW PARTNERS, LLC, /s/Sarah P. Cecil, attorney-in-fact
2015-06-23