0001209191-15-055603.txt : 20150623 0001209191-15-055603.hdr.sgml : 20150623 20150623122330 ACCESSION NUMBER: 0001209191-15-055603 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150619 FILED AS OF DATE: 20150623 DATE AS OF CHANGE: 20150623 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: METABOLIX, INC. CENTRAL INDEX KEY: 0001121702 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PLASTIC PRODUCTS [3080] IRS NUMBER: 043158289 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 21 ERIE ST. CITY: CAMBRIDGE STATE: MA ZIP: 02139 BUSINESS PHONE: 617-583-1700 MAIL ADDRESS: STREET 1: 21 ERIE ST. CITY: CAMBRIDGE STATE: MA ZIP: 02139 FORMER COMPANY: FORMER CONFORMED NAME: METABOLIX INC DATE OF NAME CHANGE: 20000810 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schuler Family Foundation CENTRAL INDEX KEY: 0001512977 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33133 FILM NUMBER: 15946527 BUSINESS ADDRESS: STREET 1: 28161 N. KEITH DRIVE CITY: LAKE FOREST STATE: IL ZIP: 60045 BUSINESS PHONE: 847.607.2066 MAIL ADDRESS: STREET 1: 28161 N. KEITH DRIVE CITY: LAKE FOREST STATE: IL ZIP: 60045 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-06-19 0 0001121702 METABOLIX, INC. MBLX 0001512977 Schuler Family Foundation 28161 NORTH KEITH DRIVE LAKE FOREST IL 60045 0 0 1 0 Common Stock 2015-06-19 4 P 0 1664840 3.32 A 9784143 D Common Stock Warrants 3.98 2015-06-19 4 P 0 1498356 0.125 A 2015-06-19 2019-06-19 Common Stock 1498356 1498356 D The reported securities are included within 1,664,840 units of Issuer securities (the "Units") purchased by Schuler Family Foundation for $3.4325 per Unit pursuant to a Securities Purchase Agreement, dated June 15, 2015 by and among the Issuer, the reporting person and certain other qualified institutional and individual investors. Each Unit consists of one share of the Issuer's Common Stock, par value $0.01 per share ("Common Stock") and and nine-tenths of a Common Stock warrant to purchase one share of Common Stock at an exercise price of $3.98 per share (subject to adjustment in the event of stock splits, stock dividends, reclassifications and the like). The shares of Common Stock reported herein give effect to the 1-for-6 reverse stock split which became effective in accordance with the terms of the Certificate of Amendment to the Company's Amended and Restated Certificate of Incorporation filed with the Secretary of State of Delaware on May 26, 2015. The Schuler Family Foundation may be deemed to be a member of a "group" for purposes of Section 13(d) with Jack Schuler and his wife, Renate Schuler but disclaims Section 13(d) beneficial ownership over the securities held by Mr. Schuler and Mrs. Schuler. Jack W. Schuler, attorney-in-fact 2015-06-23