0001209191-15-055603.txt : 20150623
0001209191-15-055603.hdr.sgml : 20150623
20150623122330
ACCESSION NUMBER: 0001209191-15-055603
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150619
FILED AS OF DATE: 20150623
DATE AS OF CHANGE: 20150623
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: METABOLIX, INC.
CENTRAL INDEX KEY: 0001121702
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS PLASTIC PRODUCTS [3080]
IRS NUMBER: 043158289
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 21 ERIE ST.
CITY: CAMBRIDGE
STATE: MA
ZIP: 02139
BUSINESS PHONE: 617-583-1700
MAIL ADDRESS:
STREET 1: 21 ERIE ST.
CITY: CAMBRIDGE
STATE: MA
ZIP: 02139
FORMER COMPANY:
FORMER CONFORMED NAME: METABOLIX INC
DATE OF NAME CHANGE: 20000810
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schuler Family Foundation
CENTRAL INDEX KEY: 0001512977
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33133
FILM NUMBER: 15946527
BUSINESS ADDRESS:
STREET 1: 28161 N. KEITH DRIVE
CITY: LAKE FOREST
STATE: IL
ZIP: 60045
BUSINESS PHONE: 847.607.2066
MAIL ADDRESS:
STREET 1: 28161 N. KEITH DRIVE
CITY: LAKE FOREST
STATE: IL
ZIP: 60045
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-06-19
0
0001121702
METABOLIX, INC.
MBLX
0001512977
Schuler Family Foundation
28161 NORTH KEITH DRIVE
LAKE FOREST
IL
60045
0
0
1
0
Common Stock
2015-06-19
4
P
0
1664840
3.32
A
9784143
D
Common Stock Warrants
3.98
2015-06-19
4
P
0
1498356
0.125
A
2015-06-19
2019-06-19
Common Stock
1498356
1498356
D
The reported securities are included within 1,664,840 units of Issuer securities (the "Units") purchased by Schuler Family Foundation for $3.4325 per Unit pursuant to a Securities Purchase Agreement, dated June 15, 2015 by and among the Issuer, the reporting person and certain other qualified institutional and individual investors. Each Unit consists of one share of the Issuer's Common Stock, par value $0.01 per share ("Common Stock") and and nine-tenths of a Common Stock warrant to purchase one share of Common Stock at an exercise price of $3.98 per share (subject to adjustment in the event of stock splits, stock dividends, reclassifications and the like).
The shares of Common Stock reported herein give effect to the 1-for-6 reverse stock split which became effective in accordance with the terms of the Certificate of Amendment to the Company's Amended and Restated Certificate of Incorporation filed with the Secretary of State of Delaware on May 26, 2015.
The Schuler Family Foundation may be deemed to be a member of a "group" for purposes of Section 13(d) with Jack Schuler and his wife, Renate Schuler but disclaims Section 13(d) beneficial ownership over the securities held by Mr. Schuler and Mrs. Schuler.
Jack W. Schuler, attorney-in-fact
2015-06-23