0001209191-18-038955.txt : 20180621 0001209191-18-038955.hdr.sgml : 20180621 20180621163840 ACCESSION NUMBER: 0001209191-18-038955 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180619 FILED AS OF DATE: 20180621 DATE AS OF CHANGE: 20180621 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARSHALL FRANK CENTRAL INDEX KEY: 0001121354 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36471 FILM NUMBER: 18912175 MAIL ADDRESS: STREET 1: 3975 FREEDOM CIRCLE STREET 2: C/O PMC SIERRA INC CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOBILEIRON, INC. CENTRAL INDEX KEY: 0001470099 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 260866846 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 401 EAST MIDDLEFIELD ROAD CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 650-919-8100 MAIL ADDRESS: STREET 1: 401 EAST MIDDLEFIELD ROAD CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 FORMER COMPANY: FORMER CONFORMED NAME: MOBILE IRON, INC. DATE OF NAME CHANGE: 20110603 FORMER COMPANY: FORMER CONFORMED NAME: Mobile Iron, Inc. DATE OF NAME CHANGE: 20090811 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-06-19 0 0001470099 MOBILEIRON, INC. MOBL 0001121354 MARSHALL FRANK C/O MOBILEIRON, INC. 401 EAST MIDDLEFIELD ROAD MOUNTAIN VIEW CA 94043 1 0 0 0 Common Stock 2018-06-19 4 A 0 40322 0.00 A 40322 D Common Stock 727822 I By Partnership Common Stock 106887 I By Trust Represents shares subject to the restricted stock units ("RSUs"). The RSUs will vest fully on June 19, 2019 (the "Vesting Date"), subject to the Director's Continuous Service (as defined in MobileIron's Amended and Restated 2014 Equity Incentive Plan, or, the "Plan") on the Vesting Date; provided that if the Director voluntarily resigns as a Director other than for Cause (as defined in the Plan), then the RSUs will vest as of the effective date of the resignation as to 1/365th of the RSUs multiplied by the number of full days of the Director's service between June 19, 2019 and the effective date of the resignation. In addition, in the event of a Change in Control or a Corporate Transaction (each, as defined in the Plan), any unvested portion of the RSUs will fully vest as of immediately prior to the effective time of such Change in Control or Corporate Transaction, subject to the Director's Continuous Service on the effective date of such Change of Control or Corporate Transaction. Shares are held directly by Big Basin Partners, L.P., of which Reporting Person is the General Partner. Shares are held directly by Frank & Judith Marshall Living Trust DTD 12/26/96, of which Reporting Person is a trustee. Frank Marshall, by /s/ Ron A. Metzger, Attorney-in-Fact 2018-06-21