0001437749-17-010172.txt : 20170526 0001437749-17-010172.hdr.sgml : 20170526 20170526155613 ACCESSION NUMBER: 0001437749-17-010172 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170524 FILED AS OF DATE: 20170526 DATE AS OF CHANGE: 20170526 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PDF SOLUTIONS INC CENTRAL INDEX KEY: 0001120914 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 251701361 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 WEST SAN CARLOS STREET STREET 2: SUITE 700 CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 4082807900 MAIL ADDRESS: STREET 1: 333 WEST SAN JOSE STREET STREET 2: SUITE 700 CITY: SAN JOSE STATE: CA ZIP: 95110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LANZA LUCIO CENTRAL INDEX KEY: 0001218982 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31311 FILM NUMBER: 17873861 MAIL ADDRESS: STREET 1: 141 CASPIAN COURT CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 rdgdoc.xml LANZA, LUCIO X0306 4 2017-05-24 0001120914 PDF SOLUTIONS INC PDFS 0001218982 LANZA LUCIO 333 W. SAN CARLOS ST. SUITE 1000 SAN JOSE CA 95110 1 Common Stock 2017-05-24 4 M 0 30000 10.35 A 350623 D Common Stock 2017-05-24 4 S 0 30000 16.50320 D 320623 D Common Stock 2017-05-25 4 M 0 45000 2.30 A 365623 D Common Stock 121720 I By Lanza techVentures Stock Options (Right to Buy) 10.35 2017-05-24 4 M 0 30000 10.35 D 2017-06-05 Common Stock 30000 0 D Stock Options (Right to Buy) 2.30 2017-05-25 4 M 0 45000 2.30 D 2019-07-30 Common Stock 45000 0 D Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $16.50 to $16.56. These shares represent exercise of Stock Options (right to buy) granted on June 6, 2007 under the Company's Director Compensation Program (Total Options). 25% of the Total Options vested on June 6, 2008 and 1/48th of the Total Options vested on the last day of each month thereafter until fully vested. These shares represent exercise of Stock Options (right to buy) granted on July 31, 2009 under the Company's Director Compensation Program (Total Options) 25% of the Total Options vested on July 31, 2010 and 1/48th of the Total Options vested monthly thereafter until fully vested. /s/ Gregory Walker, Attorney-in-Fact for Lucio Lanza 2017-05-26