0001437749-17-010172.txt : 20170526
0001437749-17-010172.hdr.sgml : 20170526
20170526155613
ACCESSION NUMBER: 0001437749-17-010172
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170524
FILED AS OF DATE: 20170526
DATE AS OF CHANGE: 20170526
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PDF SOLUTIONS INC
CENTRAL INDEX KEY: 0001120914
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 251701361
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 333 WEST SAN CARLOS STREET
STREET 2: SUITE 700
CITY: SAN JOSE
STATE: CA
ZIP: 95110
BUSINESS PHONE: 4082807900
MAIL ADDRESS:
STREET 1: 333 WEST SAN JOSE STREET
STREET 2: SUITE 700
CITY: SAN JOSE
STATE: CA
ZIP: 95110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LANZA LUCIO
CENTRAL INDEX KEY: 0001218982
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-31311
FILM NUMBER: 17873861
MAIL ADDRESS:
STREET 1: 141 CASPIAN COURT
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
4
1
rdgdoc.xml
LANZA, LUCIO
X0306
4
2017-05-24
0001120914
PDF SOLUTIONS INC
PDFS
0001218982
LANZA LUCIO
333 W. SAN CARLOS ST.
SUITE 1000
SAN JOSE
CA
95110
1
Common Stock
2017-05-24
4
M
0
30000
10.35
A
350623
D
Common Stock
2017-05-24
4
S
0
30000
16.50320
D
320623
D
Common Stock
2017-05-25
4
M
0
45000
2.30
A
365623
D
Common Stock
121720
I
By Lanza techVentures
Stock Options (Right to Buy)
10.35
2017-05-24
4
M
0
30000
10.35
D
2017-06-05
Common Stock
30000
0
D
Stock Options (Right to Buy)
2.30
2017-05-25
4
M
0
45000
2.30
D
2019-07-30
Common Stock
45000
0
D
Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple brokers' transactions at various market prices per share ranging from $16.50 to $16.56.
These shares represent exercise of Stock Options (right to buy) granted on June 6, 2007 under the Company's Director Compensation Program (Total Options). 25% of the Total Options vested on June 6, 2008 and 1/48th of the Total Options vested on the last day of each month thereafter until fully vested.
These shares represent exercise of Stock Options (right to buy) granted on July 31, 2009 under the Company's Director Compensation Program (Total Options) 25% of the Total Options vested on July 31, 2010 and 1/48th of the Total Options vested monthly thereafter until fully vested.
/s/ Gregory Walker, Attorney-in-Fact for Lucio Lanza
2017-05-26