-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mo1f5qz6HYycYlqxbV/HiFfkZi/QBV/ImLTQR1h+DAaWTlRf/kI3iiq2q09OgIPj iY2OwN4GiLtMeRUqO5q9Gg== 0001209191-06-057110.txt : 20061101 0001209191-06-057110.hdr.sgml : 20061101 20061101213141 ACCESSION NUMBER: 0001209191-06-057110 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061030 FILED AS OF DATE: 20061101 DATE AS OF CHANGE: 20061101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PDF SOLUTIONS INC CENTRAL INDEX KEY: 0001120914 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 251701361 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 333 WEST SAN CARLOS STREET STREET 2: SUITE 700 CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 4082807900 MAIL ADDRESS: STREET 1: 333 WEST SAN JOSE STREET STREET 2: SUITE 700 CITY: SAN JOSE STATE: CA ZIP: 95110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MELMAN P STEVEN CENTRAL INDEX KEY: 0001233116 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31311 FILM NUMBER: 061180528 BUSINESS ADDRESS: STREET 1: 333 WEST SAN CARLOS STREET CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 4082807900 MAIL ADDRESS: STREET 1: 333 WEST SAN CARLOS STREET STREET 2: SUITE 700 CITY: SAN JOSE STATE: CA ZIP: 95110 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-10-30 0 0001120914 PDF SOLUTIONS INC PDFS 0001233116 MELMAN P STEVEN 333 WEST SAN CARLOS STREET SUITE 700 SAN JOSE CA 95110 0 1 0 0 VP Investor Relations Common Stock 2006-10-30 4 M 0 200 6.39 A 171707 D Common Stock 2006-10-30 4 S 0 200 13.80 D 171507 D Common Stock 2006-10-30 4 M 0 1414 6.39 A 172921 D Common Stock 2006-10-30 4 S 0 1414 13.81 D 171507 D Common Stock 2006-10-30 4 M 0 100 6.39 A 171607 D Common Stock 2006-10-30 4 S 0 100 13.82 D 171507 D Common Stock 2006-10-30 4 M 0 200 6.39 A 171707 D Common Stock 2006-10-30 4 S 0 200 13.83 D 171507 D Common Stock 2006-10-30 4 M 0 1100 6.39 A 172607 D Common Stock 2006-10-30 4 S 0 1100 13.84 D 171507 D Common Stock 2006-10-30 4 M 0 12900 6.39 A 184407 D Common Stock 2006-10-30 4 S 0 12900 13.85 D 171507 D Common Stock 2006-10-30 4 M 0 600 6.39 A 172107 D Common Stock 2006-10-30 4 S 0 600 13.86 D 171507 D Common Stock 2006-10-30 4 M 0 915 6.39 A 172422 D Common Stock 2006-10-30 4 S 0 915 13.87 D 171507 D Common Stock 2006-10-30 4 M 0 1265 6.39 A 172772 D Common Stock 2006-10-30 4 S 0 1265 13.88 D 171507 D Common Stock 2006-10-30 4 M 0 1285 6.39 A 172792 D Common Stock 2006-10-30 4 S 0 1285 13.89 D 171507 D Common Stock 2006-10-30 4 M 0 1835 6.39 A 173342 D Common Stock 2006-10-30 4 S 0 1835 13.90 D 171507 D Common Stock 2006-10-30 4 M 0 900 6.39 A 172407 D Common Stock 2006-10-30 4 S 0 900 13.91 D 171507 D Common Stock 2006-10-30 4 M 0 520 6.39 A 172027 D Common Stock 2006-10-30 4 S 0 520 13.96 D 171507 D Common Stock 2006-10-30 4 M 0 100 6.39 A 171607 D Common Stock 2006-10-30 4 S 0 100 13.97 D 171507 D 2001 Stock Plan Option (right to buy) 14.04 2006-11-01 4 A 0 21000 0.00 A 2016-10-31 Common Stock 21000 21000 D Includes 1,540 shares that were purchased on June 30, 2006 under the PDFS Employee Stock Purchase Plan. Of the total shares subject to the option (the "Total Shares") 25% vest on November 1, 2007 and 1/48th of the Total Shares vest on the 1st day of each month thereafter, provided that the reporting person remains an employee or consultant of PDFS. This Form 4 is the first of two Form 4 reports filed on November 1, 2006. /s/ P. Steven Melman 2006-11-01 -----END PRIVACY-ENHANCED MESSAGE-----