X0306 4 2019-04-08 0 0001426332 NGM BIOPHARMACEUTICALS INC NGM 0001120545 LESCHLY MARK 152 WEST 57TH STREET 23RD FLOOR NEW YORK NY 10019 1 0 0 0 Common Stock 2019-04-08 4 C 0 3766667 A 3766667 I See Footnotes Series A Preferred Stock 2019-04-08 4 C 0 3000000 0.00 D Common Stock 3000000 0 I See Footnotes Series B Preferred Stock 2019-04-08 4 C 0 600000 0.00 D Common Stock 600000 0 I See Footnotes Series C Preferred Stock 2019-04-08 4 C 0 166667 0.00 D Common Stock 166667 0 I See Footnotes Every two shares of Series A preferred stock, Series B preferred stock and Series C preferred stock automatically converted into one share of common stock in connection with the closing of the issuer's initial public offering. These shares have no expiration date. Consists of 3,462,648 shares beneficially owned by Rho Ventures V L.P., and 304,019 shares beneficially owned by Rho Ventures V Affiliates L.L.C. The Reporting Person, a Director of the Issuer, shares voting and dispositive power with members of Rho Capital Partners LLC, which is the managing member of RMV V, L.L.C., which is the general partner of Rho Ventures V, L.P. and the managing member of Rho Ventures V Affiliates L.L.C., but disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Consists of 2,757,861 shares beneficially owned by Rho Ventures V L.P., and 242,139 shares beneficially owned by Rho Ventures V Affiliates L.L.C. The Reporting Person, a Director of the Issuer, shares voting and dispositive power with members of Rho Capital Partners LLC, which is the managing member of RMV V, L.L.C., which is the general partner of Rho Ventures V, L.P. and the managing member of Rho Ventures V Affiliates L.L.C., but disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Consists of 551,572 shares beneficially owned by Rho Ventures V L.P., and 48,428 shares beneficially owned by Rho Ventures V Affiliates L.L.C. Consists of 153,215 shares beneficially owned by Rho Ventures V L.P., and 13,452 shares beneficially owned by Rho Ventures V Affiliates L.L.C. /s/ William J. Rieflin, Attorney-in-Fact 2019-04-10