0001437749-23-016127.txt : 20230530 0001437749-23-016127.hdr.sgml : 20230530 20230530164048 ACCESSION NUMBER: 0001437749-23-016127 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230525 FILED AS OF DATE: 20230530 DATE AS OF CHANGE: 20230530 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schueller Daniel E. CENTRAL INDEX KEY: 0001698592 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34278 FILM NUMBER: 23977128 MAIL ADDRESS: STREET 1: 3240 S. CENTRAL AVE. CITY: CICERO STATE: IL ZIP: 60804 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWIND, INC. CENTRAL INDEX KEY: 0001120370 STANDARD INDUSTRIAL CLASSIFICATION: NONFERROUS FOUNDRIES (CASTINGS) [3360] IRS NUMBER: 880409160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3240 S. CENTRAL AVENUE CITY: CICERO STATE: IL ZIP: 60804 BUSINESS PHONE: 708-780-4800 MAIL ADDRESS: STREET 1: 3240 S. CENTRAL AVENUE CITY: CICERO STATE: IL ZIP: 60804 FORMER COMPANY: FORMER CONFORMED NAME: BROADWIND ENERGY, INC. DATE OF NAME CHANGE: 20080304 FORMER COMPANY: FORMER CONFORMED NAME: TOWER TECH HOLDINGS INC. DATE OF NAME CHANGE: 20060210 FORMER COMPANY: FORMER CONFORMED NAME: BLACKFOOT ENTERPRISES INC DATE OF NAME CHANGE: 20000726 4 1 rdgdoc.xml FORM 4 X0407 4 2023-05-25 0001120370 BROADWIND, INC. BWEN 0001698592 Schueller Daniel E. 3240 S. CENTRAL AVENUE CICERO IL 60804 1 Pres., Broadwind Heavy Fab. 0 Common Stock 2023-05-25 4 A 0 11666 0 A 119193 D Common Stock 2023-05-25 4 A 0 27406 0 A 146599 D Common Stock 2023-05-25 4 F 0 12217 4.11 D 134382 D Common Stock 12746 I By 401(k) Plan The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award. Includes (i) 3,187 restricted stock units that vest on 5/7/24; (ii) 13,120 restricted stock units that vest 6,560 shares on each of 4/25/24 and 4/25/25; and (iii) 11,666 restricted stock units that vest 3,888 shares on 5/25/24 and 3,889 shares on each of 5/25/25 and 5/25/26. /s/ Thomas A. Ciccone, as Attorney-in-Fact for Daniel E. Schueller pursuant to Power of Attorney previously filed 2023-05-30