0001437749-23-012347.txt : 20230503 0001437749-23-012347.hdr.sgml : 20230503 20230503164924 ACCESSION NUMBER: 0001437749-23-012347 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230501 FILED AS OF DATE: 20230503 DATE AS OF CHANGE: 20230503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schueller Daniel E. CENTRAL INDEX KEY: 0001698592 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34278 FILM NUMBER: 23884976 MAIL ADDRESS: STREET 1: 3240 S. CENTRAL AVE. CITY: CICERO STATE: IL ZIP: 60804 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWIND, INC. CENTRAL INDEX KEY: 0001120370 STANDARD INDUSTRIAL CLASSIFICATION: NONFERROUS FOUNDRIES (CASTINGS) [3360] IRS NUMBER: 880409160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3240 S. CENTRAL AVENUE CITY: CICERO STATE: IL ZIP: 60804 BUSINESS PHONE: 708-780-4800 MAIL ADDRESS: STREET 1: 3240 S. CENTRAL AVENUE CITY: CICERO STATE: IL ZIP: 60804 FORMER COMPANY: FORMER CONFORMED NAME: BROADWIND ENERGY, INC. DATE OF NAME CHANGE: 20080304 FORMER COMPANY: FORMER CONFORMED NAME: TOWER TECH HOLDINGS INC. DATE OF NAME CHANGE: 20060210 FORMER COMPANY: FORMER CONFORMED NAME: BLACKFOOT ENTERPRISES INC DATE OF NAME CHANGE: 20000726 4 1 rdgdoc.xml FORM 4 X0407 4 2023-05-01 0001120370 BROADWIND, INC. BWEN 0001698592 Schueller Daniel E. 3240 S. CENTRAL AVENUE CICERO IL 60804 1 Pres., Broadwind Heavy Fab. 0 Common Stock 2023-05-01 4 F 0 3012 4.96 D 108777 D Common Stock 12746 I By 401(k) Plan The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. Includes (i) 6,374 restricted stock units that vest 3,187 shares on each of 5/7/23 and 5/7/24; and (ii) 13,120 restricted stock units that vest 6,560 shares on each of 4/25/24 and 4/25/25. /s/ Thomas A. Ciccone, as Attorney-in-Fact for Daniel E. Schueller pursuant to Power of Attorney previously filed 2023-05-03