0001437749-23-011393.txt : 20230427
0001437749-23-011393.hdr.sgml : 20230427
20230427164211
ACCESSION NUMBER: 0001437749-23-011393
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230425
FILED AS OF DATE: 20230427
DATE AS OF CHANGE: 20230427
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mayo Gilbert W. Jr.
CENTRAL INDEX KEY: 0001732375
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34278
FILM NUMBER: 23857880
MAIL ADDRESS:
STREET 1: 3240 S. CENTRAL AVE.
CITY: CICERO
STATE: IL
ZIP: 60804
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADWIND, INC.
CENTRAL INDEX KEY: 0001120370
STANDARD INDUSTRIAL CLASSIFICATION: NONFERROUS FOUNDRIES (CASTINGS) [3360]
IRS NUMBER: 880409160
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3240 S. CENTRAL AVENUE
CITY: CICERO
STATE: IL
ZIP: 60804
BUSINESS PHONE: 708-780-4800
MAIL ADDRESS:
STREET 1: 3240 S. CENTRAL AVENUE
CITY: CICERO
STATE: IL
ZIP: 60804
FORMER COMPANY:
FORMER CONFORMED NAME: BROADWIND ENERGY, INC.
DATE OF NAME CHANGE: 20080304
FORMER COMPANY:
FORMER CONFORMED NAME: TOWER TECH HOLDINGS INC.
DATE OF NAME CHANGE: 20060210
FORMER COMPANY:
FORMER CONFORMED NAME: BLACKFOOT ENTERPRISES INC
DATE OF NAME CHANGE: 20000726
4
1
rdgdoc.xml
FORM 4
X0407
4
2023-04-25
0001120370
BROADWIND, INC.
BWEN
0001732375
Mayo Gilbert W. Jr.
3240 S. CENTRAL AVENUE
CICERO
IL
60804
1
Pres., Broadwind Ind. Solution
0
Common Stock
2023-04-25
4
F
0
1630
4.97
D
72212
D
Common Stock
15895
I
By 401(k) Plan
The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
Includes (i) 4,635 restricted stock units that vest on 4/30/23; (ii) 3,847 restricted stock units that vest 1,923 shares on 5/7/23 and 1,924 shares on 5/7/24; and (iii) 7,957 restricted stock units that vest 3,978 shares on 4/25/24 and 3,979 shares on 4/25/25.
/s/ Thomas A. Ciccone, as Attorney-in-Fact for Gilbert W. Mayo, Jr. pursuant to Power of Attorney previously filed
2023-04-27