0001437749-22-027474.txt : 20221115 0001437749-22-027474.hdr.sgml : 20221115 20221115170509 ACCESSION NUMBER: 0001437749-22-027474 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221111 FILED AS OF DATE: 20221115 DATE AS OF CHANGE: 20221115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schueller Daniel E. CENTRAL INDEX KEY: 0001698592 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34278 FILM NUMBER: 221391960 MAIL ADDRESS: STREET 1: 3240 S. CENTRAL AVE. CITY: CICERO STATE: IL ZIP: 60804 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWIND, INC. CENTRAL INDEX KEY: 0001120370 STANDARD INDUSTRIAL CLASSIFICATION: NONFERROUS FOUNDRIES (CASTINGS) [3360] IRS NUMBER: 880409160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3240 S. CENTRAL AVENUE CITY: CICERO STATE: IL ZIP: 60804 BUSINESS PHONE: 708-780-4800 MAIL ADDRESS: STREET 1: 3240 S. CENTRAL AVENUE CITY: CICERO STATE: IL ZIP: 60804 FORMER COMPANY: FORMER CONFORMED NAME: BROADWIND ENERGY, INC. DATE OF NAME CHANGE: 20080304 FORMER COMPANY: FORMER CONFORMED NAME: TOWER TECH HOLDINGS INC. DATE OF NAME CHANGE: 20060210 FORMER COMPANY: FORMER CONFORMED NAME: BLACKFOOT ENTERPRISES INC DATE OF NAME CHANGE: 20000726 4 1 rdgdoc.xml FORM 4 X0306 4 2022-11-11 0001120370 BROADWIND, INC. BWEN 0001698592 Schueller Daniel E. 3240 S. CENTRAL AVENUE CICERO IL 60804 1 Pres., Broadwind Heavy Fab. Common Stock 2022-11-11 4 P 0 4800 1.67 A 114504 D Common Stock 10682 I By 401(k) Plan Includes (i) 7,680 restricted stock units that vest on 4/30/23; (ii) 6,374 restricted stock units that vest 3,187 shares on each of 5/7/23 and 5/7/24; and (iii) 19,680 restricted stock units that vest 6,560 shares on each of 4/25/23, 4/25/24 and 4/25/25. /s/ Thomas A. Ciccone, as Attorney-in-Fact for Daniel E. Schueller pursuant to Power of Attorney previously filed 2022-11-15