X0206 3 2021-10-01 0 0001120370 BROADWIND, INC. BWEN 0001883049 Ciccone Thomas A 3240 S. CENTRAL AVENUE CICERO IL 60804 1 VP and Principal Acct Officer Common Stock 34094 D Common Stock 3637 I By the 401 (k) Plan Includes (i) 7,261 restricted stock units that vest 2,420 shares on each of 5/7/22 and 5/7/23 and 2,421 shares that vest on 5/7/24; (ii)11,467 restricted stock units that vest 5,733 shares on 4/30/22 and 5,734 shares that vest on 4/30/23; and (iii) 6,509 restricted stock units that vest on 4/23/22. /s/ Thomas A. Ciccone 2021-10-05