0001104659-21-045567.txt : 20210401
0001104659-21-045567.hdr.sgml : 20210401
20210401161309
ACCESSION NUMBER: 0001104659-21-045567
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210225
FILED AS OF DATE: 20210401
DATE AS OF CHANGE: 20210401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schueller Daniel E.
CENTRAL INDEX KEY: 0001698592
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34278
FILM NUMBER: 21798117
MAIL ADDRESS:
STREET 1: 3240 S. CENTRAL AVE.
CITY: CICERO
STATE: IL
ZIP: 60804
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADWIND, INC.
CENTRAL INDEX KEY: 0001120370
STANDARD INDUSTRIAL CLASSIFICATION: NONFERROUS FOUNDRIES (CASTINGS) [3360]
IRS NUMBER: 880409160
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3240 S. CENTRAL AVENUE
CITY: CICERO
STATE: IL
ZIP: 60804
BUSINESS PHONE: 708-780-4800
MAIL ADDRESS:
STREET 1: 3240 S. CENTRAL AVENUE
CITY: CICERO
STATE: IL
ZIP: 60804
FORMER COMPANY:
FORMER CONFORMED NAME: BROADWIND ENERGY, INC.
DATE OF NAME CHANGE: 20080304
FORMER COMPANY:
FORMER CONFORMED NAME: TOWER TECH HOLDINGS INC.
DATE OF NAME CHANGE: 20060210
FORMER COMPANY:
FORMER CONFORMED NAME: BLACKFOOT ENTERPRISES INC
DATE OF NAME CHANGE: 20000726
4/A
1
tm2111902-5_4aseq1.xml
OWNERSHIP DOCUMENT
X0306
4/A
2021-02-25
2021-03-01
0
0001120370
BROADWIND, INC.
BWEN
0001698592
Schueller Daniel E.
3240 S. CENTRAL AVENUE
CICERO
IL
60804
0
1
0
0
Pres., Broadwind Heavy Fab.
Common Stock
2021-02-25
4
A
0
22176
0
A
80437
D
Common Stock
2021-02-25
4
F
0
10757
7.94
D
69680
D
Common Stock
4700.05
I
By 401(k) Plan
The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a performance restricted stock units award by directing the Company to withhold shares otherwise issuable pursuant to the award.
Includes (i) 12,459 restricted stock units that vest 6,229 shares on 4/23/21 and 6,230 shares on 4/23/22; and (ii) 23,040 restricted stock units that vest 7,680 shares on each of 4/30/21, 4/30/22 and 4/30/23.
This Form 4A corrects the number of shares that were withheld to satisfy the reporting person's withholding obligations in connection with the vesting of a performance restricted stock units award, which previously reported 7,752 shares withheld on February 25, 2021.
/s/ Jason L. Bonfigt as Attorney-in-Fact for Daniel E. Schueller pursuant to Power of Attorney previously filed
2021-04-01