0001104659-21-036502.txt : 20210315 0001104659-21-036502.hdr.sgml : 20210315 20210315204933 ACCESSION NUMBER: 0001104659-21-036502 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210315 FILED AS OF DATE: 20210315 DATE AS OF CHANGE: 20210315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kennedy Hayes M. CENTRAL INDEX KEY: 0001829878 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34278 FILM NUMBER: 21743303 MAIL ADDRESS: STREET 1: 3240 S. CENTRAL AVE. CITY: CICERO STATE: IL ZIP: 60804 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWIND, INC. CENTRAL INDEX KEY: 0001120370 STANDARD INDUSTRIAL CLASSIFICATION: NONFERROUS FOUNDRIES (CASTINGS) [3360] IRS NUMBER: 880409160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3240 S. CENTRAL AVENUE CITY: CICERO STATE: IL ZIP: 60804 BUSINESS PHONE: 708-780-4800 MAIL ADDRESS: STREET 1: 3240 S. CENTRAL AVENUE CITY: CICERO STATE: IL ZIP: 60804 FORMER COMPANY: FORMER CONFORMED NAME: BROADWIND ENERGY, INC. DATE OF NAME CHANGE: 20080304 FORMER COMPANY: FORMER CONFORMED NAME: TOWER TECH HOLDINGS INC. DATE OF NAME CHANGE: 20060210 FORMER COMPANY: FORMER CONFORMED NAME: BLACKFOOT ENTERPRISES INC DATE OF NAME CHANGE: 20000726 4 1 tm219831-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-03-15 0 0001120370 BROADWIND, INC. BWEN 0001829878 Kennedy Hayes M. 3240 S. CENTRAL AVENUE CICERO IL 60804 0 1 0 0 Chief Human Resources Officer Common Stock 2021-03-15 4 P 0 4000 6.0999 A 9692 D Common Stock 197 I By 401(k) Plan Includes 5,692 restricted stock units that vest 1,897 shares on each of 10/26/21 and 10/26/22 and 1,898 shares on 10/26/23. /s/ Thomas A. Ciccone as Attorney-in-Fact for Hayes M. Kennedy pursuant to Power of Attorney previously filed 2021-03-15