X0306 4 2020-04-23 0 0001120370 BROADWIND ENERGY, INC. BWEN 0001732375 Mayo Gilbert W. Jr. 3240 S. CENTRAL AVENUE CICERO IL 60804 0 1 0 0 Pres., Red Wolf Company, LLC Common Stock 2020-04-23 4 F 0 1100 1.37 D 24973 D Common Stock 9409 I By 401(k) Plan The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. Includes (i) 3,000 restricted stock units that vest on 2/20/21; and (ii) 6,300 restricted stock units that vest 3,150 shares on each of 4/23/21 and 4/23/22. /s/ Thomas A. Ciccone as Attorney-in-Fact for Gilbert W. Mayo, Jr. pursuant to Power of Attorney previously filed 2020-04-27