0001104659-19-023686.txt : 20190425 0001104659-19-023686.hdr.sgml : 20190425 20190425160657 ACCESSION NUMBER: 0001104659-19-023686 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190423 FILED AS OF DATE: 20190425 DATE AS OF CHANGE: 20190425 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schueller Daniel E. CENTRAL INDEX KEY: 0001698592 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34278 FILM NUMBER: 19767482 MAIL ADDRESS: STREET 1: 3240 S. CENTRAL AVE. CITY: CICERO STATE: IL ZIP: 60804 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWIND ENERGY, INC. CENTRAL INDEX KEY: 0001120370 STANDARD INDUSTRIAL CLASSIFICATION: NONFERROUS FOUNDRIES (CASTINGS) [3360] IRS NUMBER: 880409160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3240 S. CENTRAL AVENUE CITY: CICERO STATE: IL ZIP: 60804 BUSINESS PHONE: 708-780-4800 MAIL ADDRESS: STREET 1: 3240 S. CENTRAL AVENUE CITY: CICERO STATE: IL ZIP: 60804 FORMER COMPANY: FORMER CONFORMED NAME: TOWER TECH HOLDINGS INC. DATE OF NAME CHANGE: 20060210 FORMER COMPANY: FORMER CONFORMED NAME: BLACKFOOT ENTERPRISES INC DATE OF NAME CHANGE: 20000726 4 1 a4.xml 4 X0306 4 2019-04-23 0 0001120370 BROADWIND ENERGY, INC. BWEN 0001698592 Schueller Daniel E. 3240 S. CENTRAL AVENUE CICERO IL 60804 0 1 0 0 Pres., Brad Foote Gear Works Common Stock 2019-04-23 4 A 0 18688 0 A 41094 D Common Stock 3720 I By 401(k) Plan Represents 18,688 restricted stock units that vest 6,229 shares on each of 4/23/20 and 4/23/21, and 6,230 shares on 4/23/22. Includes (i) 3,800 restricted stock units that vest on 7/25/19; (ii) 1,890 restricted stock units that vest on 2/21/20; (iii) 6,048 restricted stock units that vest 3,024 shares on each of 2/20/20 and 2/20/21; and (iv) 18,688 restricted stock units that vest 6,229 shares on each of 4/23/20 and 4/23/21, and 6,230 shares on 4/23/22. /s/ Thomas A. Ciccone as Attorney-in-Fact for Daniel E. Schueller pursuant to Power of Attorney previously filed 2019-04-25