0001104659-18-047029.txt : 20180725 0001104659-18-047029.hdr.sgml : 20180725 20180725185723 ACCESSION NUMBER: 0001104659-18-047029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180723 FILED AS OF DATE: 20180725 DATE AS OF CHANGE: 20180725 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bonfigt Jason Lee CENTRAL INDEX KEY: 0001681380 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34278 FILM NUMBER: 18969659 MAIL ADDRESS: STREET 1: 3240 S. CENTRAL AVE. CITY: CICERO STATE: IL ZIP: 60804 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWIND ENERGY, INC. CENTRAL INDEX KEY: 0001120370 STANDARD INDUSTRIAL CLASSIFICATION: NONFERROUS FOUNDRIES (CASTINGS) [3360] IRS NUMBER: 880409160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3240 S. CENTRAL AVENUE CITY: CICERO STATE: IL ZIP: 60804 BUSINESS PHONE: 708-780-4800 MAIL ADDRESS: STREET 1: 3240 S. CENTRAL AVENUE CITY: CICERO STATE: IL ZIP: 60804 FORMER COMPANY: FORMER CONFORMED NAME: TOWER TECH HOLDINGS INC. DATE OF NAME CHANGE: 20060210 FORMER COMPANY: FORMER CONFORMED NAME: BLACKFOOT ENTERPRISES INC DATE OF NAME CHANGE: 20000726 4 1 a4.xml 4 X0306 4 2018-07-23 0 0001120370 BROADWIND ENERGY, INC. BWEN 0001681380 Bonfigt Jason Lee 3240 S. CENTRAL AVENUE CICERO IL 60804 0 1 0 0 VP, CFO and Treasurer Common Stock 2018-07-23 4 F 0 533 2.45 D 43443 D Common Stock 5615 I By 401(k) Plan The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. Includes (i) 6,467 restricted stock units that vest 3,233 shares on 7/25/18 and 3,234 shares on 7/25/19; (ii) 3,570 restricted stock units that vest 1,785 shares on each of 2/21/19 and 2/21/20; and (iii) 16,125 restricted stock units that vest 5,375 shares on each of 2/20/19, 2/20/20 and 2/20/21. /s/ Jason Lee Bonfigt 2018-07-25