0001104659-17-050780.txt : 20170809
0001104659-17-050780.hdr.sgml : 20170809
20170809183228
ACCESSION NUMBER: 0001104659-17-050780
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170807
FILED AS OF DATE: 20170809
DATE AS OF CHANGE: 20170809
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: REILAND DAVID P
CENTRAL INDEX KEY: 0001222000
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34278
FILM NUMBER: 171019275
MAIL ADDRESS:
STREET 1: N49 W13650 CAMPBELL DRIVE
CITY: MENOMONEE FALLS
STATE: WI
ZIP: 53051
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADWIND ENERGY, INC.
CENTRAL INDEX KEY: 0001120370
STANDARD INDUSTRIAL CLASSIFICATION: NONFERROUS FOUNDRIES (CASTINGS) [3360]
IRS NUMBER: 880409160
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3240 S. CENTRAL AVENUE
CITY: CICERO
STATE: IL
ZIP: 60804
BUSINESS PHONE: 708-780-4800
MAIL ADDRESS:
STREET 1: 3240 S. CENTRAL AVENUE
CITY: CICERO
STATE: IL
ZIP: 60804
FORMER COMPANY:
FORMER CONFORMED NAME: TOWER TECH HOLDINGS INC.
DATE OF NAME CHANGE: 20060210
FORMER COMPANY:
FORMER CONFORMED NAME: BLACKFOOT ENTERPRISES INC
DATE OF NAME CHANGE: 20000726
4
1
a4.xml
4
X0306
4
2017-08-07
0
0001120370
BROADWIND ENERGY, INC.
BWEN
0001222000
REILAND DAVID P
3240 S. CENTRAL AVENUE
CICERO
IL
60804
1
0
0
0
Common Stock
2017-08-07
4
P
0
1000
3.75
A
47975
D
Common Stock
2017-08-08
4
P
0
1392
3.61
A
49367
D
Common Stock
2017-08-08
4
P
0
200
3.60
A
49567
D
Common Stock
2017-08-09
4
P
0
1000
3.55
A
50567
D
Common Stock
2017-08-09
4
P
0
1000
3.51
A
51567
D
Stock Option (Right to Buy)
102.50
2018-04-16
Common Stock
2500
2500
D
Phantom Stock
Common Stock
8403
8403
D
Includes 3,727 restricted stock units that vest on 4/27/18.
100% vested.
Each share of phantom stock is the economic equivalent of one share of Broadwind Energy, Inc. common stock.
Phantom stock credited to participant's account in 2009, 2011 and 2016 pursuant to and under the conditions of the Broadwind Energy, Inc. Deferred Compensation Plan. The value of the participant's account shall be paid to the participant in a single lump-sum payment, in cash, on the earliest of the participant's separation from service, death or change-in-control.
/s/ Jason L. Bonfigt as Attorney-in-Fact for David P. Reiland pursuant to Power of Attorney previously filed
2017-08-09