0001104659-17-011875.txt : 20170227
0001104659-17-011875.hdr.sgml : 20170227
20170227135356
ACCESSION NUMBER: 0001104659-17-011875
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170224
FILED AS OF DATE: 20170227
DATE AS OF CHANGE: 20170227
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROADWIND ENERGY, INC.
CENTRAL INDEX KEY: 0001120370
STANDARD INDUSTRIAL CLASSIFICATION: NONFERROUS FOUNDRIES (CASTINGS) [3360]
IRS NUMBER: 880409160
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3240 S. CENTRAL AVENUE
CITY: CICERO
STATE: IL
ZIP: 60804
BUSINESS PHONE: 708-780-4800
MAIL ADDRESS:
STREET 1: 3240 S. CENTRAL AVENUE
CITY: CICERO
STATE: IL
ZIP: 60804
FORMER COMPANY:
FORMER CONFORMED NAME: TOWER TECH HOLDINGS INC.
DATE OF NAME CHANGE: 20060210
FORMER COMPANY:
FORMER CONFORMED NAME: BLACKFOOT ENTERPRISES INC
DATE OF NAME CHANGE: 20000726
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schueller Daniel E.
CENTRAL INDEX KEY: 0001698592
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34278
FILM NUMBER: 17640861
MAIL ADDRESS:
STREET 1: 3240 S. CENTRAL AVE.
CITY: CICERO
STATE: IL
ZIP: 60804
4
1
a4.xml
4
X0306
4
2017-02-24
0
0001120370
BROADWIND ENERGY, INC.
BWEN
0001698592
Schueller Daniel E.
3240 S. CENTRAL AVENUE
CICERO
IL
60804
0
1
0
0
Pres., Brad Foote Gear Works
Common Stock
2017-02-24
4
S
0
1000
5.19
A
18070
D
Includes (i) 11,400 restricted stock units that vest 3,800 shares on each of 7/25/17, 7/25/18 and 7/25/19; and (ii) 5,670 restricted stock units that vest 1,890 shares on each of 2/21/18, 2/21/19 and 2/21/20.
/s/ David W. Fell as Attorney-in-Fact for Daniel E. Schueller pursuant to Power of Attorney previously filed
2017-02-27