X0303 4/A 2010-05-17 2010-05-17 0 0001120370 BROADWIND ENERGY, INC. BWEN 0000948904 GENDELL JEFFREY L ET AL 55 RAILROAD AVENUE GREENWICH CT 06830 0 0 1 0 0001276922 TONTINE CAPITAL PARTNERS L P 55 RAILROAD AVENUE GREENWICH CT 06830 0 0 1 0 0001272374 TONTINE CAPITAL MANAGEMENT LLC 55 RAILROAD AVENUE GREENWICH CT 06830 0 0 1 0 0001409485 Tontine Capital Overseas Master Fund, L.P. 55 RAILROAD AVENUE GREENWICH CT 06830 0 0 1 0 0001409490 Tontine Capital Overseas GP, LLC 55 RAILROAD AVENUE GREENWICH CT 06830 0 0 1 0 0001269122 TONTINE PARTNERS L P 55 RAILROAD AVENUE GREENWICH CT 06830 0 0 1 0 0001268959 TONTINE MANAGEMENT LLC 55 RAILROAD AVENUE GREENWICH CT 06830 0 0 1 0 0001268961 TONTINE OVERSEAS ASSOCIATES LLC 55 RAILROAD AVENUE GREENWICH CT 06830 0 0 1 0 0001415527 Tontine 25 Overseas Master Fund, L.P. 55 RAILROAD AVENUE GREENWICH CT 06830 0 0 1 0 Common Stock, $0.001 par value per share 2010-05-17 4 J 0 8501122 0 D 31462513 I See Footnotes Common Stock, $0.001 par value per share 2010-05-17 4 J 0 3501238 0 D 27961275 I See Footnotes Common Stock, $0.001 par value per share 2010-05-17 4 J 0 3817230 0 D 24144045 I See Footnotes Common Stock, $0.001 par value per share 2010-05-17 4 J 0 1628963 0 D 22515082 I See Footnotes Common Stock, $0.001 par value per share 2010-05-17 4 J 0 2484055 0 D 20031027 I See Footnotes Common Stock, $0.001 par value per share 2010-05-17 4 J 0 6944731 0 D 20031027 I See Footnotes Common Stock, $0.001 par value per share 2010-05-17 4 J 0 6944731 0 A 20031027 I See Footnotes Common Stock, $0.001 par value per share 2010-05-17 4 J 0 6347171 0 D 20031027 I See Footnotes Common Stock, $0.001 par value per share 2010-05-17 4 J 0 6347171 0 A 20031027 I See Footnotes Common Stock, $0.001 par value per share 2010-05-17 4 J 0 409455 0 D 20031027 I See Footnotes Common Stock, $0.001 par value per share 2010-05-17 4 J 0 409455 0 A 20031027 I See Footnotes Common Stock, $0.001 par value per share 2010-05-17 4 J 0 6068 0 D 20031027 I See Footnotes Common Stock, $0.001 par value per share 2010-05-17 4 J 0 6068 0 A 20031027 I See Footnotes This amendment is filed jointly by Tontine Capital Partners, L.P., a Delaware limited partnership ("TCP"), Tontine Capital Management, L.L.C., a Delaware limited liability company ("TCM"), Tontine Capital Overseas GP, L.L.C., a Delaware limited liability company ("TCO"), Tontine Capital Overseas Master Fund, L.P., a Cayman Islands limited partnership ("TMF"), Tontine Partners, L.P., a Delaware limited partnership ("TP"), Tontine Management, L.L.C., a Delaware limited liability company ("TM"), Tontine 25 Overseas Master Fund, L.P., a Cayman Islands limited partnership ("T25"), [continued in Footnote (2)] [continued from Footnote (1)] Tontine Overseas Associates, L.L.C., a Delaware limited liability company ("TOA"), Tontine Capital Overseas Master Fund II, L.P., a Cayman Islands limited partnership ("TCP 2"), Tontine Asset Associates, L.L.C., a Delaware limited liability company ("TAA"), Tontine Power Partners, L.P., a Delaware limited partnership ("TPP"), Tontine Associates, L.L.C., a Delaware limited liability company ("TA") and Jeffrey L. Gendell ("Mr. Gendell"). On a Form 4 filed on May 17, the filing parties incorrectly reported that (i) TCP was distributing 8,507,346 shares of Common Stock to investors that are not directly or indirectly controlled by Mr. Gendell ("Non-Tontine Parties"), (ii) TP was distributing 3,557,307 shares of Common Stock to Non-Tontine Parties, (iii) TMF was distributing 3,817,230 shares of Common Stock to Non-Tontine Parties, (iv) TOF was distributing 1,635,031 shares of Common Stock to Non-Tontine Parties (v) T25 was distributing 2,495,921 shares of Common Stock to Non-Tontine Parties, (vi) TCP was distributing 6,938,507 shares of Common Stock to TCP 2, (vii) TP was distributing 6,291,102 shares of Common Stock to TCP 2, and (viii) T25 was distributing 397,589 shares of Common Stock to TCP 2. [continued in Footnote (4)] [continued from Footnote (3)] The correct amounts distributed were as follows: (i) TCP distributed 8,501,122 shares of Common Stock to Non-Tontine Parties, (ii) TP distributed 3,501,238 shares of Common Stock to Non-Tontine Parties, (iii) TMF distributed 3,817,230 shares of Common Stock to Non-Tontine Parties, (iv) TOF distributed 1,628,963 shares of Common Stock to Non-Tontine Parties (v) T25 distributed 2,484,055 shares of Common Stock to Non-Tontine Parties, (vi) TCP distributed 6,944,731 shares of Common Stock to TCP 2, (vii) TP distributed 6,347,171 shares of Common Stock to TCP 2, (viii) T25 distributed 409,455 shares of Common Stock to TCP 2, and (ix) TOF distributed 6,068 shares of Common Stock to TCP 2. After the completion of the transactions reported on the Form 4 filed May 17, 2010, Mr. Gendell, TCP, TMF, TP, TOF, T25 and TAA directly owned 0 shares of Common Stock, TCM directly owned 583,150 shares of Common Stock, TCO directly owned 16,975 shares of Common Stock, TM directly owned 967,951 shares of Common Stock, TOA directly owned 1,517,487 shares of Common Stock, TCP 2 directly owned 16,030,682 shares of Common Stock, TPP directly owned 57,319 shares of Common Stock and TA directly owned 857,463 shares of Common Stock. This filing relates to the same transaction reported on the Form 4 filed on May 17, 2010, and amended on the date hereof, by TCP 2, TAA, TPP and TA, all of which are joint filers with TCP, TCM, TMF, TCO, TP, TM, TOA, T25 and Mr. Gendell with respect to the Issuer's Common Stock. Tontine Capital Partners, L.P., By: its General Partner, Tontine Capital Management, L.L.C., By: its Managing Member, /s/ Jeffrey L. Gendell 2011-01-06 Tontine Capital Management, L.L.C., By: its Managing Member, /s/ Jeffrey L. Gendell 2011-01-06 Tontine Capital Overseas Master Fund, L.P. By: its General Partner, Tontine Capital Overseas GP, L.L.C., By: its Managing Member, /s/ Jeffrey L. Gendell 2011-01-06 Tontine Capital Overseas GP, L.L.C., By: its Managing Member, /s/ Jeffrey L. Gendell 2011-01-06 Tontine Partners, L.P., By: its General Partner, Tontine Management, L.L.C., By: its Managing Member, /s/ Jeffrey L. Gendell 2011-01-06 Tontine Management, L.L.C., By: its Managing Member, /s/ Jeffrey L. Gendell 2011-01-06 Tontine Overseas Associates, L.L.C., By: its Managing Member, /s/ Jeffrey L. Gendell 2011-01-06 Tontine 25 Overseas Master Fund, L.P., By: its General Partner, Tontine Capital Management, L.L.C., By: its Managing Member, /s/ Jeffrey L. Gendell 2011-01-06 /s/ Jeffrey L. Gendell 2011-01-06