0000914190-15-000201.txt : 20150427 0000914190-15-000201.hdr.sgml : 20150427 20150427172802 ACCESSION NUMBER: 0000914190-15-000201 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150423 FILED AS OF DATE: 20150427 DATE AS OF CHANGE: 20150427 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWIND ENERGY, INC. CENTRAL INDEX KEY: 0001120370 STANDARD INDUSTRIAL CLASSIFICATION: NONFERROUS FOUNDRIES (CASTINGS) [3360] IRS NUMBER: 880409160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3240 S. CENTRAL AVENUE CITY: CICERO STATE: IL ZIP: 60804 BUSINESS PHONE: 708-780-4800 MAIL ADDRESS: STREET 1: 3240 S. CENTRAL AVENUE CITY: CICERO STATE: IL ZIP: 60804 FORMER COMPANY: FORMER CONFORMED NAME: TOWER TECH HOLDINGS INC. DATE OF NAME CHANGE: 20060210 FORMER COMPANY: FORMER CONFORMED NAME: BLACKFOOT ENTERPRISES INC DATE OF NAME CHANGE: 20000726 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wagner Thomas A. CENTRAL INDEX KEY: 0001517260 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34278 FILM NUMBER: 15796075 MAIL ADDRESS: STREET 1: 66 WEYRICK ROAD CITY: TROY STATE: NY ZIP: 12180 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-04-23 0001120370 BROADWIND ENERGY, INC. BWEN 0001517260 Wagner Thomas A. 3240 S. CENTRAL AVENUE CICERO IL 60804 1 0 0 0 Common Stock 2015-04-23 4 A 0 7760 0 A 26927 D Common Stock 2015-04-24 4 F 0 1014 4.38 D 25913 D Includes 7,760 shares of restricted stock units which vest on 4/23/16. The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. /s/ David W. Fell as Attorney-in-Fact for Thomas A. Wagner pursuant to Power of Attorney previously filed. 2015-04-27