-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S0HedaGhqbISnrQvSARcAdxacrYXFaXdpAYfJ/XF7NuLjTmZp2oVROiMVEBAvdiY O2Q2KbVqYXhVKyq/Gp5zug== 0000914190-09-000788.txt : 20091221 0000914190-09-000788.hdr.sgml : 20091221 20091221170804 ACCESSION NUMBER: 0000914190-09-000788 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091217 FILED AS OF DATE: 20091221 DATE AS OF CHANGE: 20091221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moller Lars CENTRAL INDEX KEY: 0001415900 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34278 FILM NUMBER: 091252916 MAIL ADDRESS: STREET 1: 1012 40TH AVENUE NORTH CITY: MOORHEAD STATE: MN ZIP: 56560 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWIND ENERGY, INC. CENTRAL INDEX KEY: 0001120370 STANDARD INDUSTRIAL CLASSIFICATION: NONFERROUS FOUNDRIES (CASTINGS) [3360] IRS NUMBER: 880409160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 47 E. CHICAGO AVENUE STREET 2: SUITE 332 CITY: NAPERVILLE STATE: IL ZIP: 60540 BUSINESS PHONE: 630-637-0315 MAIL ADDRESS: STREET 1: 47 E. CHICAGO AVENUE STREET 2: SUITE 332 CITY: NAPERVILLE STATE: IL ZIP: 60540 FORMER COMPANY: FORMER CONFORMED NAME: TOWER TECH HOLDINGS INC. DATE OF NAME CHANGE: 20060210 FORMER COMPANY: FORMER CONFORMED NAME: BLACKFOOT ENTERPRISES INC DATE OF NAME CHANGE: 20000726 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-12-17 0001120370 BROADWIND ENERGY, INC. BWEN 0001415900 Moller Lars 47 E. CHICAGO AVENUE SUITE 332 NAPERVILLE IL 60540 0 1 0 0 Exec VP and COO Common Stock 2009-12-17 4 A 0 50000 0 A 74839 D Common Stock 2009-12-17 4 F 0 14000 8.63 D 60839 D Stock Option (Right to Buy) 8.10 2017-10-22 Common Stock 500000 500000 D Stock Option (Right to Buy) 7.78 2019-04-29 Common Stock 41356 41356 D Includes 19,839 shares of restricted stock units that vest in 4,960 share increments on each of 4/29/10, 4/29/11 and 4/29/12 and 4,959 shares that vest on 4/29/13. The reporting person has elected to satisfy his tax withholding obligation in connection with the restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the grant. 100,000 shares shall vest on each of 10/22/08, 10/22/09, 10/22/10, 10/22/11 and 10/22/12. 10,339 shares shall vest on each of 4/29/10, 4/29/11, 4/29/12 and 4/29/13. /s/ Ryan C. Brauer as attorney-in-fact for Lars Moller pursuant to Power of Attorney previously filed. 2009-12-21 -----END PRIVACY-ENHANCED MESSAGE-----