-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DgSAR8PKJo5Hh+2DEvLspTqyBFnYxl70Ipn+jh79B1r8FxCzyMANTXPmOhV5nkQj KLJ+PX3Nu8KPxDxSRpCilA== 0000914190-09-000710.txt : 20091021 0000914190-09-000710.hdr.sgml : 20091021 20091021182059 ACCESSION NUMBER: 0000914190-09-000710 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091019 FILED AS OF DATE: 20091021 DATE AS OF CHANGE: 20091021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWIND ENERGY, INC. CENTRAL INDEX KEY: 0001120370 STANDARD INDUSTRIAL CLASSIFICATION: NONFERROUS FOUNDRIES (CASTINGS) [3360] IRS NUMBER: 880409160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 47 E. CHICAGO AVENUE STREET 2: SUITE 332 CITY: NAPERVILLE STATE: IL ZIP: 60540 BUSINESS PHONE: 630-637-0315 MAIL ADDRESS: STREET 1: 47 E. CHICAGO AVENUE STREET 2: SUITE 332 CITY: NAPERVILLE STATE: IL ZIP: 60540 FORMER COMPANY: FORMER CONFORMED NAME: TOWER TECH HOLDINGS INC. DATE OF NAME CHANGE: 20060210 FORMER COMPANY: FORMER CONFORMED NAME: BLACKFOOT ENTERPRISES INC DATE OF NAME CHANGE: 20000726 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Drecoll John Cameron CENTRAL INDEX KEY: 0001415589 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34278 FILM NUMBER: 091130838 MAIL ADDRESS: STREET 1: 741 CHESTERFIELD AVENUE CITY: NAPERVILLE STATE: X1 ZIP: 60540 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-10-19 0001120370 BROADWIND ENERGY, INC. BWEN 0001415589 Drecoll John Cameron 47 EAST CHICAGO AVENUE SUITE 332 NAPERVILLE IL 60540 1 1 0 0 Chief Executive Officer Common Stock 2009-10-19 4 S 0 25200 7.3547 D 12567368 D Common Stock 2009-10-20 4 S 0 10200 7.31 D 12557168 D Common Stock 2009-10-21 4 S 0 2700 7.2131 D 12554468 D Sales effected pursuant to a Rule 10b5-1 trading plan adopted on September 11, 2009. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.30 to $7.49, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.20 to $7.255, inclusive. The reporting person undertakes to provide Broadwind Energy, Inc., any security holder of Broadwind Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) in this Form 4. Ryan C. Brauer, as Attorney-in-Fact for John Cameron Drecoll pursuant to Power-of-Attorney previously filed 2009-10-21 -----END PRIVACY-ENHANCED MESSAGE-----