-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A1gEbnWfKFmF96gLfuCmUEPiFKZzgVXQOdbarUlTUHmogIPGMq8dH/CH6Ev2vS62 UHtCviXywbm4qjWGndcU4Q== 0000914190-09-000540.txt : 20090629 0000914190-09-000540.hdr.sgml : 20090629 20090629205736 ACCESSION NUMBER: 0000914190-09-000540 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090622 FILED AS OF DATE: 20090629 DATE AS OF CHANGE: 20090629 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Collins Jesse E. Jr. CENTRAL INDEX KEY: 0001466906 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34278 FILM NUMBER: 09917682 MAIL ADDRESS: STREET 1: 6270 FIRTH ROAD CITY: FORT WORTH STATE: TX ZIP: 76116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWIND ENERGY, INC. CENTRAL INDEX KEY: 0001120370 STANDARD INDUSTRIAL CLASSIFICATION: NONFERROUS FOUNDRIES (CASTINGS) [3360] IRS NUMBER: 880409160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 47 E. CHICAGO AVENUE STREET 2: SUITE 332 CITY: NAPERVILLE STATE: IL ZIP: 60540 BUSINESS PHONE: 630-637-0315 MAIL ADDRESS: STREET 1: 47 E. CHICAGO AVENUE STREET 2: SUITE 332 CITY: NAPERVILLE STATE: IL ZIP: 60540 FORMER COMPANY: FORMER CONFORMED NAME: TOWER TECH HOLDINGS INC. DATE OF NAME CHANGE: 20060210 FORMER COMPANY: FORMER CONFORMED NAME: BLACKFOOT ENTERPRISES INC DATE OF NAME CHANGE: 20000726 3 1 edgar.xml PRIMARY DOCUMENT X0203 3 2009-06-22 0 0001120370 BROADWIND ENERGY, INC. BWEN 0001466906 Collins Jesse E. Jr. 47 EAST CHICAGO AVENUE SUITE 332 NAPERVILLE IL 60540 0 1 0 0 Group President Common Stock 37096 D Stock Option (Right to Buy) 17.80 2018-08-08 Common Stock 75000 D Includes 25,000 shares of restricted stock units that vest in 5,000 share increments on each of 10/17/09, 10/17/10, 10/17/11, 10/17/12 and 10/17/13. 15,000 shares vest on each of 8/8/09, 8/8/10, 8/8/11, 8/8/12 and 8/8/13. Jesse E. Collins, Jr. 2009-06-29 -----END PRIVACY-ENHANCED MESSAGE-----