-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KbLTP6//Kh/6U6zkOb6yPR1L66HqbrRRdfI15mo/kMle6W0m43UfMwOy1RIMvQ39 yl/1otSZ6Syn+1abvLvnkQ== 0000914190-09-000521.txt : 20090612 0000914190-09-000521.hdr.sgml : 20090612 20090612104701 ACCESSION NUMBER: 0000914190-09-000521 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090609 FILED AS OF DATE: 20090612 DATE AS OF CHANGE: 20090612 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Beynon Charles H. CENTRAL INDEX KEY: 0001406844 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34278 FILM NUMBER: 09888491 MAIL ADDRESS: STREET 1: 1800 WEST LOOP SOUTH, SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77027 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWIND ENERGY, INC. CENTRAL INDEX KEY: 0001120370 STANDARD INDUSTRIAL CLASSIFICATION: NONFERROUS FOUNDRIES (CASTINGS) [3360] IRS NUMBER: 880409160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 47 E. CHICAGO AVENUE STREET 2: SUITE 332 CITY: NAPERVILLE STATE: IL ZIP: 60540 BUSINESS PHONE: 630-637-0315 MAIL ADDRESS: STREET 1: 47 E. CHICAGO AVENUE STREET 2: SUITE 332 CITY: NAPERVILLE STATE: IL ZIP: 60540 FORMER COMPANY: FORMER CONFORMED NAME: TOWER TECH HOLDINGS INC. DATE OF NAME CHANGE: 20060210 FORMER COMPANY: FORMER CONFORMED NAME: BLACKFOOT ENTERPRISES INC DATE OF NAME CHANGE: 20000726 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-06-09 0001120370 BROADWIND ENERGY, INC. BWEN 0001406844 Beynon Charles H. 47 EAST CHICAGO AVENUE SUITE 332 NAPERVILLE IL 60540 1 0 0 0 Common Stock 2009-06-09 4 A 0 2688 0 A 65502 D Stock Option (Right to Buy) 8.00 2017-10-24 Common Stock 25000 25000 D Stock Option (Right to Buy) 9.40 2018-04-13 Common Stock 10000 10000 D 2,688 shares of restricted stock units vest on 6/9/2010. 8,333 shares vest on each of 10/24/2008 and 10/24/2009; 8,334 shares vest on 10/24/2010. 3,333 shares vest on each of 4/13/2009 and 4/13/2010; 3,334 shares vest on 4/13/2011. /s/ Charles H. Beynon 2009-06-11 -----END PRIVACY-ENHANCED MESSAGE-----