-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ITHT/aDt9xkuJZUKDI0PssncA+Vbk18CGCcLpByRAlgqMc94KJOj2Ax+S04fxL0r 1+i9R2lgBz6E9TDZ2IN6wA== 0000914190-09-000514.txt : 20090611 0000914190-09-000514.hdr.sgml : 20090611 20090611173816 ACCESSION NUMBER: 0000914190-09-000514 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090609 FILED AS OF DATE: 20090611 DATE AS OF CHANGE: 20090611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LINDSTROM JAMES M CENTRAL INDEX KEY: 0001257737 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34278 FILM NUMBER: 09887761 MAIL ADDRESS: STREET 1: KFS BANK FSB STREET 2: 310 SOUTH SCHUYLER AVE CITY: KANKAKEE STATE: IL ZIP: 60901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWIND ENERGY, INC. CENTRAL INDEX KEY: 0001120370 STANDARD INDUSTRIAL CLASSIFICATION: NONFERROUS FOUNDRIES (CASTINGS) [3360] IRS NUMBER: 880409160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 47 E. CHICAGO AVENUE STREET 2: SUITE 332 CITY: NAPERVILLE STATE: IL ZIP: 60540 BUSINESS PHONE: 630-637-0315 MAIL ADDRESS: STREET 1: 47 E. CHICAGO AVENUE STREET 2: SUITE 332 CITY: NAPERVILLE STATE: IL ZIP: 60540 FORMER COMPANY: FORMER CONFORMED NAME: TOWER TECH HOLDINGS INC. DATE OF NAME CHANGE: 20060210 FORMER COMPANY: FORMER CONFORMED NAME: BLACKFOOT ENTERPRISES INC DATE OF NAME CHANGE: 20000726 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-06-09 0001120370 BROADWIND ENERGY, INC. BWEN 0001257737 LINDSTROM JAMES M 47 EAST CHICAGO AVENUE SUITE 332 NAPERVILLE IL 60540 1 0 0 0 Common Stock 2009-06-09 4 A 0 2688 0 A 2688 D 2,688 shares of restricted stock units vest on 6/9/2010. /s/ James M. Lindstrom 2009-06-11 -----END PRIVACY-ENHANCED MESSAGE-----