-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Gis4ikP45XEpZ36Bbe6SxWxdc/mOxYGwhJAvFoIDB4Kr7el/Z9NqTxU796rdZNot 7+jfSIozRf1e9ImmNkZ+MQ== 0000914190-08-000706.txt : 20081021 0000914190-08-000706.hdr.sgml : 20081021 20081021163327 ACCESSION NUMBER: 0000914190-08-000706 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081017 FILED AS OF DATE: 20081021 DATE AS OF CHANGE: 20081021 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Paxton Robert CENTRAL INDEX KEY: 0001439121 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31313 FILM NUMBER: 081133680 BUSINESS ADDRESS: BUSINESS PHONE: 630-637-0315 MAIL ADDRESS: STREET 1: 2912 DUNES VALLEY PATH CITY: STEVENSVILLE STATE: MI ZIP: 49127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWIND ENERGY, INC. CENTRAL INDEX KEY: 0001120370 STANDARD INDUSTRIAL CLASSIFICATION: NONFERROUS FOUNDRIES (CASTINGS) [3360] IRS NUMBER: 880409160 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 47 E. CHICAGO AVENUE STREET 2: SUITE 332 CITY: NAPERVILLE STATE: IL ZIP: 60540 BUSINESS PHONE: 630-637-0315 MAIL ADDRESS: STREET 1: 47 E. CHICAGO AVENUE STREET 2: SUITE 332 CITY: NAPERVILLE STATE: IL ZIP: 60540 FORMER COMPANY: FORMER CONFORMED NAME: TOWER TECH HOLDINGS INC. DATE OF NAME CHANGE: 20060210 FORMER COMPANY: FORMER CONFORMED NAME: BLACKFOOT ENTERPRISES INC DATE OF NAME CHANGE: 20000726 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2008-10-17 0001120370 BROADWIND ENERGY, INC. BWEN 0001439121 Paxton Robert 47 EAST CHICAGO AVENUE SUITE 332 NAPERVILLE IL 60540 0 1 0 0 SVP of Human Resources Common Stock 2008-10-17 4 A 0 25000 0 A 25000 D Stock Option (Right to Buy) 18.20 2018-07-02 Common Stock 75000 75000 D Includes 25,000 shares of restricted stock units that vest in 5,000 share increments on each of 10/17/09, 10/17/10, 10/17/11, 10/17/12 and 10/17/13. 15,000 shares vest on each of 7/2/09, 7/2/10, 7/2/11, 7/2/12 and 7/2/13. Robert Paxton 2008-10-21 -----END PRIVACY-ENHANCED MESSAGE-----