-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IV3QsKiUSRm9Gnjmw5iN+GUiAWT4Kqvgyq6tenOK4tOSdtMal1Iu6rtufTgnP9fe mC+cTfuqLazC2vBz6fsN5A== 0000914190-08-000596.txt : 20080707 0000914190-08-000596.hdr.sgml : 20080704 20080707134609 ACCESSION NUMBER: 0000914190-08-000596 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080702 FILED AS OF DATE: 20080707 DATE AS OF CHANGE: 20080707 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWIND ENERGY, INC. CENTRAL INDEX KEY: 0001120370 STANDARD INDUSTRIAL CLASSIFICATION: NONFERROUS FOUNDRIES (CASTINGS) [3360] IRS NUMBER: 880409160 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 47 E. CHICAGO AVENUE STREET 2: SUITE 332 CITY: NAPERVILLE STATE: IL ZIP: 60540 BUSINESS PHONE: 630-637-0315 MAIL ADDRESS: STREET 1: 47 E. CHICAGO AVENUE STREET 2: SUITE 332 CITY: NAPERVILLE STATE: IL ZIP: 60540 FORMER COMPANY: FORMER CONFORMED NAME: TOWER TECH HOLDINGS INC. DATE OF NAME CHANGE: 20060210 FORMER COMPANY: FORMER CONFORMED NAME: BLACKFOOT ENTERPRISES INC DATE OF NAME CHANGE: 20000726 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Paxton Robert CENTRAL INDEX KEY: 0001439121 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31313 FILM NUMBER: 08940525 BUSINESS ADDRESS: BUSINESS PHONE: 630-637-0315 MAIL ADDRESS: STREET 1: 2912 DUNES VALLEY PATH CITY: STEVENSVILLE STATE: MI ZIP: 49127 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2008-07-02 0001120370 BROADWIND ENERGY, INC. BWEN 0001439121 Paxton Robert 47 EAST CHICAGO AVENUE SUITE 332 NAPERVILLE IL 60540 0 1 0 0 VP of Human Resources Stock Option (Right to Buy) 18.01 2008-07-02 4 A 0 75000 0 A 2018-07-02 Common Stock 75000 75000 D 15,000 shares vest on each of 7/2/09, 7/2/10, 7/2/11, 7/2/12 and 7/2/13. Robert Paxton 2008-07-07 -----END PRIVACY-ENHANCED MESSAGE-----