-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FstTDJo8YG+PanZVhp2qlUJCnnUiXLbqv+LcYBcAX4NosXg8x34Xcdqni2Fq3fJa f+YH9MGdnwTrh/e+Lwx1Ig== 0000914190-08-000382.txt : 20080428 0000914190-08-000382.hdr.sgml : 20080428 20080428173907 ACCESSION NUMBER: 0000914190-08-000382 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080424 FILED AS OF DATE: 20080428 DATE AS OF CHANGE: 20080428 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWIND ENERGY, INC. CENTRAL INDEX KEY: 0001120370 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED STRUCTURAL METAL PRODUCTS [3440] IRS NUMBER: 880409160 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 47 E. CHICAGO AVENUE STREET 2: SUITE 332 CITY: NAPERVILLE STATE: IL ZIP: 60540 BUSINESS PHONE: 630-637-0315 MAIL ADDRESS: STREET 1: 47 E. CHICAGO AVENUE STREET 2: SUITE 332 CITY: NAPERVILLE STATE: IL ZIP: 60540 FORMER COMPANY: FORMER CONFORMED NAME: TOWER TECH HOLDINGS INC. DATE OF NAME CHANGE: 20060210 FORMER COMPANY: FORMER CONFORMED NAME: BLACKFOOT ENTERPRISES INC DATE OF NAME CHANGE: 20000726 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Beynon Charles H. CENTRAL INDEX KEY: 0001406844 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31313 FILM NUMBER: 08782383 BUSINESS ADDRESS: BUSINESS PHONE: 713 860 1500 MAIL ADDRESS: STREET 1: 1800 WEST LOOP SOUTH, SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77027 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2008-04-24 0001120370 BROADWIND ENERGY, INC. BWEN 0001406844 Beynon Charles H. 47 EAST CHICAGO AVENUE SUITE 332 NAPERVILLE IL 60540 1 0 0 0 Common Stock 2008-04-24 4 P 0 62814 7.96 A 62814 D Stock Option (Right to Buy) 8.00 2017-10-24 Common Stock 25000 25000 D Stock Option (Right to Buy) 9.40 2018-04-13 Common Stock 10000 10000 D 8,333 shares vest on each of 10/24/2008 and 10/24/2009; 8,334 shares vest on 10/24/2010. 3,333 shares vest on each of 4/13/2009 and 4/13/2010; 3,334 shares vest on 4/13/2011. /s/ Liz Dunshee, as Attorney-in-Fact for Charles H. Beynon pursuant to Power of Attorney previously filed 2008-04-28 -----END PRIVACY-ENHANCED MESSAGE-----