-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R+pAFR+laDyShKPnd3Iq6eTevlCUlRTInH/ggthovCy4ziIC85c/yKoQ0imYCa35 lNLjksOdgOB8T4pOOU6KAw== 0000914190-08-000360.txt : 20080416 0000914190-08-000360.hdr.sgml : 20080416 20080416150303 ACCESSION NUMBER: 0000914190-08-000360 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080413 FILED AS OF DATE: 20080416 DATE AS OF CHANGE: 20080416 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWIND ENERGY, INC. CENTRAL INDEX KEY: 0001120370 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED STRUCTURAL METAL PRODUCTS [3440] IRS NUMBER: 880409160 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 101 SOUTH 16TH STREET STREET 2: P.O. BOX 1957 CITY: MANITOWOC STATE: WI ZIP: 54221 BUSINESS PHONE: (920) 684-5531 MAIL ADDRESS: STREET 1: 101 SOUTH 16TH STREET STREET 2: P.O. BOX 1957 CITY: MANITOWOC STATE: WI ZIP: 54221 FORMER COMPANY: FORMER CONFORMED NAME: TOWER TECH HOLDINGS INC. DATE OF NAME CHANGE: 20060210 FORMER COMPANY: FORMER CONFORMED NAME: BLACKFOOT ENTERPRISES INC DATE OF NAME CHANGE: 20000726 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Beynon Charles H. CENTRAL INDEX KEY: 0001406844 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-31313 FILM NUMBER: 08759703 BUSINESS ADDRESS: BUSINESS PHONE: 713 860 1500 MAIL ADDRESS: STREET 1: 1800 WEST LOOP SOUTH, SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77027 4/A 1 edgar.xml PRIMARY DOCUMENT X0202 4/A 2008-04-13 2008-04-15 0001120370 BROADWIND ENERGY, INC. BWEN 0001406844 Beynon Charles H. 47 EAST CHICAGO AVENUE SUITE 332 NAPERVILLE IL 60540 1 0 0 0 Stock Option (Right to Buy) 8.00 2017-10-24 Common Stock 25000 25000 D Stock Option (Right to Buy) 9.40 2008-04-13 4 A 0 10000 0 A 2018-04-13 Common Stock 10000 10000 D 8,333 shares vest on each of 10/24/2008 and 10/24/2009; 8,334 shares vest on 10/24/2010. 3,333 shares vest on each of 4/13/2009 and 4/13/2010; 3,334 shares vest on 4/13/2011. /s/ Liz Dunshee, as Attorney-in-Fact for Charles Beynon pursuant to Power of Attorney previously filed 2008-04-16 -----END PRIVACY-ENHANCED MESSAGE-----