0001209191-23-039364.txt : 20230623 0001209191-23-039364.hdr.sgml : 20230623 20230623161751 ACCESSION NUMBER: 0001209191-23-039364 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230621 FILED AS OF DATE: 20230623 DATE AS OF CHANGE: 20230623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPLINTER MICHAEL R CENTRAL INDEX KEY: 0001188935 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38855 FILM NUMBER: 231037913 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NASDAQ, INC. CENTRAL INDEX KEY: 0001120193 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 521165937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 151 W. 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 1 212 401 8700 MAIL ADDRESS: STREET 1: 151 W. 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ OMX GROUP, INC. DATE OF NAME CHANGE: 20080227 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ STOCK MARKET INC DATE OF NAME CHANGE: 20010423 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-06-21 0 0001120193 NASDAQ, INC. NDAQ 0001188935 SPLINTER MICHAEL R 151 W. 42ND STREET NEW YORK NY 10036 1 0 0 0 0 Common Stock, par value $0.01 per share 2023-06-21 4 A 0 8503 0.00 A 212194 D Common Stock, par value $0.01 per share 4074 I Held by family trusts Restricted stock vests as to 100% on June 21, 2024. Represents 212,194 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 203,691 are vested as of the date hereof. Total shares reported reflect the Company's three-for-one stock split, which was effected through a stock dividend on August 26, 2022. Reflects shares gifted by the reporting person to family trusts, of which the reporting person is a trustee. /s/ Alex Kogan, by power of attorney 2023-06-23