0001209191-23-039357.txt : 20230623
0001209191-23-039357.hdr.sgml : 20230623
20230623161653
ACCESSION NUMBER: 0001209191-23-039357
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230621
FILED AS OF DATE: 20230623
DATE AS OF CHANGE: 20230623
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KLOET THOMAS A
CENTRAL INDEX KEY: 0001635673
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38855
FILM NUMBER: 231037890
MAIL ADDRESS:
STREET 1: ONE LIBERTY PLAZA
CITY: NEW YORK
STATE: NY
ZIP: 10006
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NASDAQ, INC.
CENTRAL INDEX KEY: 0001120193
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 521165937
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 151 W. 42ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 1 212 401 8700
MAIL ADDRESS:
STREET 1: 151 W. 42ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: NASDAQ OMX GROUP, INC.
DATE OF NAME CHANGE: 20080227
FORMER COMPANY:
FORMER CONFORMED NAME: NASDAQ STOCK MARKET INC
DATE OF NAME CHANGE: 20010423
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2023-06-21
0
0001120193
NASDAQ, INC.
NDAQ
0001635673
KLOET THOMAS A
151 W. 42ND STREET
NEW YORK
NY
10036
1
0
0
0
0
Common Stock, par value $0.01 per share
2023-06-21
4
A
0
7614
0.00
A
20934
D
Common Stock, par value $0.01 per share
68709
I
By Thomas A. Kloet Trust
Restricted stock vests as to 100% on June 21, 2024.
Represents (i) 14,934 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 7,320 are vested as of the current date and (ii) 6,000 shares of common stock acquired through open market purchases.
Reflects shares held by a family trust of which the reporting person is trustee and beneficiary.
/s/ Alex Kogan, by power of attorney
2023-06-23