0001209191-23-039357.txt : 20230623 0001209191-23-039357.hdr.sgml : 20230623 20230623161653 ACCESSION NUMBER: 0001209191-23-039357 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230621 FILED AS OF DATE: 20230623 DATE AS OF CHANGE: 20230623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KLOET THOMAS A CENTRAL INDEX KEY: 0001635673 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38855 FILM NUMBER: 231037890 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NASDAQ, INC. CENTRAL INDEX KEY: 0001120193 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 521165937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 151 W. 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 1 212 401 8700 MAIL ADDRESS: STREET 1: 151 W. 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ OMX GROUP, INC. DATE OF NAME CHANGE: 20080227 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ STOCK MARKET INC DATE OF NAME CHANGE: 20010423 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-06-21 0 0001120193 NASDAQ, INC. NDAQ 0001635673 KLOET THOMAS A 151 W. 42ND STREET NEW YORK NY 10036 1 0 0 0 0 Common Stock, par value $0.01 per share 2023-06-21 4 A 0 7614 0.00 A 20934 D Common Stock, par value $0.01 per share 68709 I By Thomas A. Kloet Trust Restricted stock vests as to 100% on June 21, 2024. Represents (i) 14,934 shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 7,320 are vested as of the current date and (ii) 6,000 shares of common stock acquired through open market purchases. Reflects shares held by a family trust of which the reporting person is trustee and beneficiary. /s/ Alex Kogan, by power of attorney 2023-06-23