0001209191-23-019288.txt : 20230316
0001209191-23-019288.hdr.sgml : 20230316
20230316162054
ACCESSION NUMBER: 0001209191-23-019288
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230314
FILED AS OF DATE: 20230316
DATE AS OF CHANGE: 20230316
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith Bryan Everard
CENTRAL INDEX KEY: 0001799366
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38855
FILM NUMBER: 23739113
MAIL ADDRESS:
STREET 1: 151 W. 42ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NASDAQ, INC.
CENTRAL INDEX KEY: 0001120193
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 521165937
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 151 W. 42ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 1 212 401 8700
MAIL ADDRESS:
STREET 1: 151 W. 42ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: NASDAQ OMX GROUP, INC.
DATE OF NAME CHANGE: 20080227
FORMER COMPANY:
FORMER CONFORMED NAME: NASDAQ STOCK MARKET INC
DATE OF NAME CHANGE: 20010423
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2023-03-14
0
0001120193
NASDAQ, INC.
NDAQ
0001799366
Smith Bryan Everard
151 W. 42ND STREET
NEW YORK
NY
10036
0
1
0
0
Executive Vice President
Common Stock, par value $0.01 per share
2023-03-14
4
S
0
5000
52.51
D
48083
D
The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.510 to $52.511, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
Represents (i) 12,372 shares or units of restricted stock, of which 870 are vested, (ii) 32,255 shares underlying PSUs, all of which are vested and (iii) 3,456 shares purchased under the Employee Stock Purchase Plan.
/s/ Alex Kogan, by power of attorney
2023-03-16