0001209191-23-012697.txt : 20230224
0001209191-23-012697.hdr.sgml : 20230224
20230224161958
ACCESSION NUMBER: 0001209191-23-012697
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230222
FILED AS OF DATE: 20230224
DATE AS OF CHANGE: 20230224
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Griggs PC Nelson
CENTRAL INDEX KEY: 0001622632
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38855
FILM NUMBER: 23667603
MAIL ADDRESS:
STREET 1: ONE LIBERTY PLAZA
CITY: NEW YORK
STATE: NY
ZIP: 10006
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NASDAQ, INC.
CENTRAL INDEX KEY: 0001120193
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 521165937
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 151 W. 42ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 1 212 401 8700
MAIL ADDRESS:
STREET 1: 151 W. 42ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: NASDAQ OMX GROUP, INC.
DATE OF NAME CHANGE: 20080227
FORMER COMPANY:
FORMER CONFORMED NAME: NASDAQ STOCK MARKET INC
DATE OF NAME CHANGE: 20010423
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2023-02-22
0
0001120193
NASDAQ, INC.
NDAQ
0001622632
Griggs PC Nelson
151 W. 42ND STREET
NEW YORK
NY
10036
0
1
0
0
Executive Vice President
Common Stock, par value $0.01 per share
2023-02-22
4
A
0
83232
0.00
A
248340
D
Common Stock, par value $0.01 per share
2023-02-22
4
F
0
42490
57.10
D
205850
D
Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2020 through December 31, 2022.
Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.
Represents (i) 87,378 shares or units of restricted stock, of which 0 are vested and (ii) 118,472 shares underlying PSUs, all of which are vested. Total shares reported reflect the Company's three-for-one stock split, which was effected through a stock dividend on August 26, 2022.
/s/ Alex Kogan, by power of attorney
2023-02-24