0001209191-19-043993.txt : 20190801 0001209191-19-043993.hdr.sgml : 20190801 20190801160345 ACCESSION NUMBER: 0001209191-19-043993 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190730 FILED AS OF DATE: 20190801 DATE AS OF CHANGE: 20190801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DENNISON ANN M CENTRAL INDEX KEY: 0001671708 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38855 FILM NUMBER: 19992637 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NASDAQ, INC. CENTRAL INDEX KEY: 0001120193 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 521165937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: 2124018700 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ OMX GROUP, INC. DATE OF NAME CHANGE: 20080227 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ STOCK MARKET INC DATE OF NAME CHANGE: 20010423 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-07-30 0 0001120193 NASDAQ, INC. NDAQ 0001671708 DENNISON ANN M 151 W. 42ND STREET NEW YORK NY 10036 0 1 0 0 Controller and Prin Acctg Ofcr Common Stock, par value $0.01 per share 2019-07-30 4 S 0 5496 96.55 D 8610 D The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.08 to $96.80, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Represents (i) 8,007 shares underlying PSUs, of which none are vested and (ii) 603 shares purchased under the Employee Stock Purchase plan. /s/ Edward S. Knight, by power of attorney 2019-08-01