0001209191-19-026021.txt : 20190425 0001209191-19-026021.hdr.sgml : 20190425 20190425180333 ACCESSION NUMBER: 0001209191-19-026021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190423 FILED AS OF DATE: 20190425 DATE AS OF CHANGE: 20190425 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BLACK STEVEN D CENTRAL INDEX KEY: 0001197618 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38855 FILM NUMBER: 19768687 MAIL ADDRESS: STREET 1: C/O JPMORGAN CHASE & CO. STREET 2: 270 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NASDAQ, INC. CENTRAL INDEX KEY: 0001120193 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 521165937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: 2124018700 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ OMX GROUP, INC. DATE OF NAME CHANGE: 20080227 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ STOCK MARKET INC DATE OF NAME CHANGE: 20010423 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-04-23 0 0001120193 NASDAQ, INC. NDAQ 0001197618 BLACK STEVEN D ONE LIBERTY PLAZA NEW YORK NY 10006 1 0 0 0 Common Stock, par value $0.01 per share 2019-04-23 4 A 0 3791 0.00 A 38930 D Restricted stock vests as to 100% on April 23, 2020. Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 35,139 are vested as of the date hereof. /s/ Edward S. Knight, by power of attorney 2019-04-25