0001209191-18-027160.txt : 20180501 0001209191-18-027160.hdr.sgml : 20180501 20180501172354 ACCESSION NUMBER: 0001209191-18-027160 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180427 FILED AS OF DATE: 20180501 DATE AS OF CHANGE: 20180501 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SIBBERN BJORN CENTRAL INDEX KEY: 0001687575 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32651 FILM NUMBER: 18796625 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NASDAQ, INC. CENTRAL INDEX KEY: 0001120193 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 521165937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: 2124018700 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ OMX GROUP, INC. DATE OF NAME CHANGE: 20080227 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ STOCK MARKET INC DATE OF NAME CHANGE: 20010423 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-04-27 0 0001120193 NASDAQ, INC. NDAQ 0001687575 SIBBERN BJORN ONE LIBERTY PLAZA NEW YORK NY 10006 0 1 0 0 Executive Vice President Common Stock, par value $0.01 per share 2018-04-27 4 S 0 136 88.13 D 12391 D Common Stock, par value $0.01 per share 2018-04-27 4 S 0 5640 88.11 D 6751 D The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.08 to $88.19, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4 Represents (i) 6,394 shares underlying performance share units, of which 4,006 are vested and (ii) 357 shares purchased under the Employee Stock Purchase Plan. /s/ Edward S. Knight, by power of attorney 2018-05-01