0001209191-17-046465.txt : 20170727 0001209191-17-046465.hdr.sgml : 20170727 20170727173149 ACCESSION NUMBER: 0001209191-17-046465 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170725 FILED AS OF DATE: 20170727 DATE AS OF CHANGE: 20170727 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SWANSTROM STACIE CENTRAL INDEX KEY: 0001687574 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32651 FILM NUMBER: 17987202 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NASDAQ, INC. CENTRAL INDEX KEY: 0001120193 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 521165937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: 2124018700 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ OMX GROUP, INC. DATE OF NAME CHANGE: 20080227 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ STOCK MARKET INC DATE OF NAME CHANGE: 20010423 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-07-25 0 0001120193 NASDAQ, INC. NDAQ 0001687574 SWANSTROM STACIE ONE LIBERTY PLAZA NEW YORK NY 10006 0 1 0 0 EXECUTIVE VICE PRESIDENT Common Stock, par value $0.01 per share 2017-07-25 4 F 0 343 72.74 D 19342 D Employee Stock Option (Right to Buy) 25.28 2021-03-28 Common Stock 2833 2833 D Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan. Represents (i) 4,684 vested shares or units of restricted stock, (ii) 13,319 shares underlying PSUs, of which 4,874 shares are vested and (iii) 1,339 shares purchased under the Employee Stock Purchase Plan. Options exercisable. /s/ Edward S. Knight, by power of attorney 2017-07-27