0001209191-17-021111.txt : 20170316
0001209191-17-021111.hdr.sgml : 20170316
20170316164410
ACCESSION NUMBER: 0001209191-17-021111
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170314
FILED AS OF DATE: 20170316
DATE AS OF CHANGE: 20170316
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NASDAQ, INC.
CENTRAL INDEX KEY: 0001120193
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 521165937
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE LIBERTY PLAZA
CITY: NEW YORK
STATE: NY
ZIP: 10006
BUSINESS PHONE: 2124018700
MAIL ADDRESS:
STREET 1: ONE LIBERTY PLAZA
CITY: NEW YORK
STATE: NY
ZIP: 10006
FORMER COMPANY:
FORMER CONFORMED NAME: NASDAQ OMX GROUP, INC.
DATE OF NAME CHANGE: 20080227
FORMER COMPANY:
FORMER CONFORMED NAME: NASDAQ STOCK MARKET INC
DATE OF NAME CHANGE: 20010423
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SWANSTROM STACIE
CENTRAL INDEX KEY: 0001687574
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-32651
FILM NUMBER: 17695135
MAIL ADDRESS:
STREET 1: ONE LIBERTY PLAZA
CITY: NEW YORK
STATE: NY
ZIP: 10006
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-03-14
0
0001120193
NASDAQ, INC.
NDAQ
0001687574
SWANSTROM STACIE
ONE LIBERTY PLAZA
NEW YORK
NY
10006
0
1
0
0
EXECUTIVE VICE PRESIDENT
Common Stock, par value $0.01 per share
2017-03-14
4
M
0
1012
20.04
A
20323
D
Common Stock, par value $0.01 per share
2017-03-14
4
S
0
1012
70.76
D
19311
D
Employee Stock Option (Right to Buy)
20.04
2017-03-14
4
M
0
1012
0.00
D
2017-08-03
Common Stock
1012
0
D
Employee Stock Option (Right to Buy)
25.28
2021-03-28
Common Stock
2833
2833
D
Represents (i) 5,027 shares or units of restricted stock, of which 4,095 are vested, (ii) 13,319 shares underlying PSUs, of which 4,874 shares are vested and (iii) 965 shares purchased under the Employee Stock Purchase Plan.
Options exercisable.
/s/ Edward S. Knight, by power of attorney
2017-03-16