X0306 4 2016-12-31 0 0001120193 NASDAQ, INC. NDAQ 0001687574 SWANSTROM STACIE ONE LIBERTY PLAZA NEW YORK NY 10006 0 1 0 0 EXECUTIVE VICE PRESIDENT Common Stock, par value $0.01 per share 2016-12-31 4 F 0 1547 66.68 D 13056 D Employee Stock Option (Right to Buy) 20.04 2017-08-03 Common Stock 1012 1012 D Employee Stock Option (Right to Buy) 25.28 2021-03-28 Common Stock 2833 2833 D Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan. Represents (i) 5,027 shares or units of restricted stock, of which 4,095 are vested, (ii) 7,064 shares underlying PSUs, of which 2,572 shares are vested and (iii) 965 shares purchased under the Employee Stock Purchase Plan. Options exercisable. /s/ Edward S. Knight, by power of attorney 2017-01-04